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Guidance · AMF

DOC-2017-02 Persons Subject to Market Surveys

market-abuse

The Autorité des marchés financiers (AMF) issued Position DOC-2017-02 to clarify the scope of persons subject to market surveys under the Market Abuse Regulation. This doctrine specifies which individuals and entities are covered by the regulatory framework governing market soundings. The guidance is applicable as of February 1, 2017, and references Article 11 of Regulation (EU) No 596/2014.

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VI - Market Abuse
VI. 1 - Market Soundings
Doctrine
Market Abuse

Persons Subject to Market Soundings

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Applicable from February 1, 2017 Position DOC-2017-02

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Reference texts

Article 11 of Regulation (EU) No 596/2014 of April 16, 2014 on market abuse

ESMA Guidelines on the Market Abuse Regulation ("MAR") Legal notices:
Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02

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Regulation (EU) No 596/2014 of theEuropean Parliament and of the Co…2014 · EURegulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance (2014-04-16)DOC-2017-02 Persons Subject toMarket Surveysthis documentDOC-2017-02 Persons Subject to Market Surveys
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