Regulatory Alerts2019-03-22
Added · Updated
Ordinance No. 65 of 22.03.2019 on Persons Receiving Market Surveys
The Commission for Financial Supervision issued Ordinance No. 65 to establish uniform requirements for persons receiving market surveys under EU Regulation 596/2014. The ordinance mandates that these persons implement internal procedures, conduct training, and independently assess whether received information constitutes inside information. It further requires the maintenance of detailed registers of procedures, notifications, and assessments for a minimum period of five years.
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