DOC-2018-04 Product Governance Requirements under the MiFID II Directive

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IV - Marketing - Client Relationship
IV. 1 - General Provisions
Doctrinal Statement
MiFID

Product Governance Requirements under the MiFID II Directive

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Applicable from October 3, 2023
Position DOC-2018-04

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Summary
The AMF applies ESMA's guidelines on product governance requirements under the MiFID II Directive (ESMA35-43-3448) to investment service providers. These guidelines, integrated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly regarding the categories to be considered for defining the target market and their alignment with the distribution strategy.

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Reference texts

Articles L. 533-24 and L. 533-24-1 of the Monetary and Financial Code

Articles 313-1 and following of the General Regulation

Guidelines on product governance requirements under the MiFID II Directive Archives

The AMF applies ESMA's guidelines on product governance requirements under the MiFID II Directive (ESMA35-43-620) to investment service providers. These guidelines, integrated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly regarding the categories to be considered for defining the target market and their alignment with the distribution strategy.

Download the doctrinal statement
Reference texts

Articles L. 533-24 and L. 533-24-1 of the Monetary and Financial Code

Articles 313-1 and following of the General Regulation

Guidelines on product governance requirements under the MiFID II Directive

Guidelines on MiFID II product governance requirements Legal notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02