Draft Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions

AMENDMENTS TO POLICY STATEMENT 11-207 RESPECTING FAILURE-TO-FILE CEASE TRADE ORDERS AND REVOCATIONS IN MULTIPLE JURISDICTIONS

1. Section 3 of Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders
   and Revocations in Multiple Jurisdictions is amended:
   (1) by inserting, before the definition of the expression “cease trade order”, the following:
   ““annual disclosure statement” has the same meaning as in Regulation 51-102 respecting Continuous Disclosure Obligations (chapter V-1.1, r. 24);”; (2) by inserting, after the definition of the expression “filer”, the following:
   ““interim disclosure statement” has the same meaning as in Regulation 51-102 respecting Continuous Disclosure Obligations;”.
2. Section 24 of the Policy Statement is amended by replacing, in paragraph (1), the
   words “annual or interim financial statements, MD&A or MRFP, and certification of filings” with the words “annual disclosure statement, interim disclosure statement, annual information form, annual financial statements, interim financial report, MD&A or MRFP, and certificate required under Regulation 52-109 respecting Certification of Disclosure in Issuers’ Annual and Interim Filings (chapter V-1.1, r. 27)”.
3. Section 25 of the Policy Statement is amended:
   (1) by inserting, in the text preceding paragraph (a) and after the word “outstanding”, the words “interim disclosure statements,”; (2) by replacing, in paragraph (a), the words “audited annual financial statements” with the words “annual disclosure statements, audited annual financial statements”; (3) by inserting, in paragraph (c) and after the words “current fiscal year,”, the words “interim disclosure statements,”.