RegAlert

Consultation · AMF · 15 Mar 2019

Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

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The securities regulator issued a draft regulation to amend Regulation 31-103 regarding registration requirements and ongoing obligations for registrants. The amendment modifies Section 8.12 by replacing specific provincial references in paragraph (3) with a general reference to subsection (2) and repealing paragraph (4). This regulatory change is scheduled to come into force on December 31, 2019.

CanadaAutorite des marches financiers Quebec

REGULATION TO AMEND REGULATION 31-103 RESPECTING REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (11) and (26))

  1. Section 8.12 of Regulation 31-103 respecting Registration Requirements, Exemptions
    and Ongoing Registrant Obligations (chapter V-1.1, r. 10) is amended:
    (1) by replacing, in paragraph (3), “In Alberta, British Columbia, Manitoba, New Brunswick, Québec and Saskatchewan, subsection (2)” with “Subsection (2)”; (2) by repealing paragraph (4).
  2. This Regulation comes into force on December 31, 2019.

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Source: Autorite des marches financiers Quebec — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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