Draft Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

The regulator has issued a draft regulation to amend Regulation 31-103 regarding registration requirements, exemptions, and ongoing registrant obligations. The proposed changes involve deleting the definition of the expression “Canadian financial institution” from Section 1.1 and removing subparagraph (iii) from Section 8.19. These amendments are intended to align the regulation with other regulatory frameworks and will come into force on a date to be indicated.

AMF published 22 documents in the last 30 days — get each new one by email the day it lands.

REGULATION TO AMEND REGULATION 31-103 RESPECTING REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (11) and (34))

Section 1.1 of Regulation 31-103 respecting Registration Requirements, Exemptions
and Ongoing Registrant Obligations Definitions (chapter V-1.1, r. 10) is amended by deleting the definition of the expression “Canadian financial institution”.
Section 8.19 of the Regulation is amended by deleting, in subparagraph (a) of
paragraph (2), subparagraph (iii).
This Regulation comes into force on (indicate here the date of coming into force of
this Regulation).

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Timeline

This document amends: Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

Source: Autorite des marches financiers Quebec — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works