Regulatory Alerts2026-04-09
Added · Updated
Draft Regulation to Amend Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
The securities regulator proposes an amendment to Regulation 55-104 to restrict specific insider reporting exemptions. The new section 9.8 explicitly denies the exemption in paragraph 9.7(g) for transactions involving investment funds or securities derived from the reporting issuer's underlying assets. This change ensures that insiders dealing in complex or fund-based instruments must comply with standard reporting obligations rather than relying on the previously available exemption.
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