Draft Regulations on Business Types Approved for Securities Investment Trust and Advisory Firms

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Draft Regulations on Business Types Approved by the Competent Authority under Paragraph 3, Item 3 and Paragraph 3, Item 4 of Article 3 and Article 4 of the Securities Investment Trust and Advisory Act. (Document No. Jin Guan Zheng Tou Zi No. 1150382462) -- Public Comment Period: 2026.8.3~2026.10.2

2026-08-03

Financial Supervisory Commission Announcement
Date of Issue: August 3, 2026 (Republic of China Year 115) Document No.: Jin Guan Zheng Tou Zi No. 1150382462 Attachments:

Subject: Draft Regulations on Business Types Approved by the Competent Authority under Paragraph 3, Item 3 and Paragraph 3, Item 4 of Article 3 and Article 4 of the Securities Investment Trust and Advisory Act.

Basis: Article 154, Paragraph 1 of the Administrative Procedure Act.

Announcement Items:

1. Enacting Authority: Financial Supervisory Commission (hereinafter referred to as the FSC).

2. Legal Basis: Paragraph 3, Item 3 and Paragraph 3, Item 4 of Article 3 and Article 4 of the Securities Investment Trust and Advisory Act.

3. Explanation of Enactment: To assist in providing administrative services related to the outsourcing of advisory or operational services for domestic institutional funds, this regulation clarifies the service items that securities investment trust enterprises and securities investment advisory enterprises may provide upon commission by foreign asset management institutions, and establishes the application process, documents to be attached, and periodic reporting procedures.

4. The draft "Regulations on Business Types Approved by the Competent Authority under Paragraph 3, Item 3 and Paragraph 3, Item 4 of Article 3 and Article 4 of the Securities Investment Trust and Advisory Act" is attached. This case is also posted on the "Draft Announcement" webpage of the FSC's "Competent Authority Regulation Query System" website (URL: https://law.fsc.gov.tw/DraftForum.aspx).

5. For any opinions or suggestions for revision regarding the content of this announcement, please submit comments or inquiries on the aforementioned "Draft Announcement" webpage within 60 days from the day following the publication of this announcement in the Gazette:

(1) Handling Unit: Securities and Futures Bureau, FSC.

(2) Address: No. 85, Section 1, Xinsheng South Road, Da'an District, Taipei City.

(3) Contact Person: Specialist Fu.

(4) Telephone: (02)2774-7321.

(5) Fax: (02)8773-4154.

(6) Email: zxcv85802002@sfb.gov.tw

Related Attachments

Draft Regulations on Business Types Approved by the Competent Authority under Paragraph 3, Item 3 and Paragraph 3, Item 4 of Article 3 and Article 4 of the Securities Investment Trust and Advisory Act (pdf)

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Last Updated: 2026-08-03

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