EBA Guidelines on Risk-Based Supervision for AML/CFT - Comply or Explain Procedure

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III - Service Providers
III. 3 - Anti-Money Laundering and Counter-Terrorist Financing
Doctrine
Asset Management

EBA Guidelines on Risk-Based Supervision for Anti-Money Laundering and Counter-Terrorist Financing - "Comply or Explain" Procedure

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Applicable as of July 7, 2022
Position DOC-2022-02

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Summary
The AMF applies the revised guidelines of the European Banking Authority concerning the characteristics of a risk-based approach to anti-money laundering and counter-terrorist financing supervision and the procedure to follow during risk-based supervision under Article 48, paragraph 10, of Directive (EU) 2015/849 (amending the joint ESAs guidelines ESAs/2016/72). These guidelines clarify the EBA's expectations regarding supervisory practices within the European System of Financial Supervision in the field of anti-money laundering and counter-terrorist financing.

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Reference texts

Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority)

Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing

Article L. 561-36, I 2° of the Monetary and Financial Code

EBA Guidelines on Risk-Based Supervision for Anti-Money Laundering and Counter-Terrorist Financing Keywords

Anti-Money Laundering
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