CVM Circular Letter No. 03/2015/CVM/SMI/SIN

To

Directors Responsible for CVM Instruction No. 301, of April 16, 1999

Subject: Communications published by FATF

Dear Sirs,

With a view to the faithful fulfillment of CVM Instruction No. 301/99, in particular, the provisions of item VIII of Article 6, and item I of paragraph 1 of the same article, we inform you that the Financial Action Task Force on Money Laundering and the Financing of Terrorism (FATF), in a plenary meeting held on June 26, 2015, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):

https://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-26-de-junho-de-2015 https://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftr

Sincerely,

(Original signed by)

WALDIR DE JESUS NOBRE
Superintendent of Market Relations and Intermediaries

SECURITY COMMISSION
Rua Sete de Setembro, 111/2-5th and 23rd-34th Floors – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br

Rio de Janeiro, August 28, 2015.

To

Directors Responsible for CVM Instruction No. 301, of April 16, 1999

Communications published by FATF

Dear Sirs,

With a view to the faithful fulfillment of CVM Instruction No. 301/99, in particular, the provisions of item VIII of Article 6, and item I of paragraph 1 of the same article, we inform you that the Financial Action Task Force on Money Laundering and the Financing of Terrorism, in a plenary meeting held on June 26, 2015, approved and published communications that list countries and jurisdictions with strategic deficiencies in the prevention of money laundering and the combating of the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):

https://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-26-de-junho-de-2015 https://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftr

Sincerely,

(Original signed by)

WALDIR DE JESUS NOBRE
Superintendent of Market Relations and Intermediaries

(Original signed by)

FRANCISCO JOSÉ BASTOS SANTOS
Superintendent of Institutional Investor Relations