Regulatory Alerts2024-05-07
Comprehensive Guidelines for Supervision of Financial Market Infrastructures
The Financial Services Agency issued these guidelines to establish supervisory standards for clearing organizations, fund clearing organizations, book-entry transfer institutions, and trade repositories. The document mandates robust risk management, financial soundness, and operational appropriateness to ensure the stability of Japan's financial system. It outlines specific administrative processes, including on-site and off-site monitoring, to enforce compliance with international standards and protect investors.
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