Implementation of Reporting Obligations to the AMF under the AIFM Directive

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II - Investment Products
II. 1 - Collective Investments
II. 1.3. Specific Provisions for AIFs
II. 1.3.1. Common Provisions

Doctrine
AIFM

Implementation of Reporting Obligations to the AMF under the AIFM Directive

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Applicable as of June 26, 2018
Position DOC-2014-09

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Summary
Position DOC-2014-09 incorporates the ESMA guidelines (2014/869/FR) regarding reporting obligations provided for by the AIFM Directive. It clarifies the information that portfolio management companies or legal persons - provided they manage an AIF - and self-managed French AIFs must communicate to the AMF, the time at which they must make this declaration, as well as the procedures to follow when transitioning from one reporting obligation to another.

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Reference texts

Article 110 of European Regulation 231/2013

Article L214-24 III 3° of the Monetary and Financial Code

Article L214-24-20 of the Monetary and Financial Code

Article 421-36 I of the General Regulation

Article 321-167 of the General Regulation

Tables 8, 9 and 10 of Annex II of Position DOC-2014-09

Guidelines on reporting obligations pursuant to Article 3, paragraph 3, point d and Article 24, paragraphs 1, 2 and 4 of the AIFM Directive (ESMA/2014/869/FR)

Questions and answers from the European Commission regarding the AIFM Directive

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Position DOC-2014-09 incorporates the ESMA guidelines (2014/869/FR) regarding reporting obligations provided for by the AIFM Directive. It clarifies the information that portfolio management companies or legal persons - provided they manage an AIF - and self-managed French AIFs must communicate to the AMF, the time at which they must make this declaration, as well as the procedures to follow when transitioning from one reporting obligation to another. This document has not been updated regarding texts transposing MiFID 2 and/or separating the legal regime of investment firms and portfolio management companies. This update will be carried out shortly.

Download the doctrine

Reference texts

Article 110 of European Regulation 231/2013

Article L. 214-24 III 3° of the Monetary and Financial Code

Article L. 214-24-20 of the Monetary and Financial Code

Article 311-1 B of the General Regulation

Article 421-36 I of the General Regulation

Tables 8, 9 and 10 of Annex II of Position DOC-2014-09

Guidelines on reporting obligations pursuant to Article 3, paragraph 3, point d and Article 24, paragraphs 1, 2 and 4 of the AIFM Directive (ESMA/2014/869/FR)

Questions and answers from the European Commission regarding the AIFM Directive

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Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02