Regulatory Alerts2019-12-30
New Rules and Amendments to the Rules and Regulations of the Securities and Exchange Commission, Nigeria
This document introduces new regulatory frameworks for derivatives trading and central counterparty (CCP) operations, including comprehensive requirements for registration, risk management, and clearing processes. It establishes major amendments to collective investment schemes, such as tighter constraints on related-party transactions and clearer definitions for fund classifications. Finally, it mandates specific website disclosures for public companies regarding corporate governance and updates insurance policies for dealing members of securities exchanges.
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