Regulatory Alerts2026-07-15
Added · Updated
Final Order — Investment Adviser/Associated Person
The Florida Office of Financial Regulation orders Ivory Jerome Johnson Jr. to cease and desist from violating state securities laws by providing investment advice in Florida without proper registration. Johnson must pay an administrative fine of $11,250 to resolve the matter. Upon payment and entry of the Final Order, the Office approves Johnson's pending application for registration as an associated person of Consolidated Portfolio Review Corp.
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