Regulatory Alerts2026-07-15
Added · Updated
Final Order — Investment Adviser/Associated Person
The Florida Office of Financial Regulation orders Jeffrey Michael Welsh to cease and desist from violating state securities laws for providing unregistered investment advice. Welsh must pay an administrative fine of $9,375 to resolve the matter. Upon payment and entry of the Final Order, the Office approves Welsh's pending registration as an associated person of Osaic Wealth, Inc.
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