Regulatory Alerts2026-07-08
Added · Updated
Final Order — William Alan Tatro
The Florida Office of Financial Regulation issued a Final Order resolving an administrative proceeding against William Alan Tatro for rendering investment advice in Florida without proper registration. The Order incorporates a Stipulation and Consent Agreement requiring Tatro to pay an administrative fine of $16,875.00 and cease and desist from further violations of Chapter 517, Florida Statutes. In exchange for this settlement, the Office agrees to approve Tatro's pending application for registration as an associated person of Foundations Investment Advisors, LLC.
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