Regulatory Alerts2020-04-08
Added · Updated
Final Report: ESMA’s Technical Advice to the Commission on the impact of the inducements and costs and charges disclosure requirements under MiFID II
The document transmits ESMA’s final advice to the European Commission regarding the impact of inducements and costs and charges disclosure requirements under MiFID II. ESMA proposes changes to the inducements regime to improve investor protection and advises scaling back certain disclosure obligations for eligible counterparties and professional investors. The report also addresses trading by telephone, the provision of information to clients in a durable medium, and the possibility of creating new categories of clients. This advice supports the European Commission’s requirement under Article 90 of MiFID II to submit a report to the European Parliament and the Council of the European Union.
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