2026-05-29

Added 2026-06-04 · Updated 2026-08-15

Financial Supervisory Commission Securities and Futures Bureau Daily News (May 29, 2026)

The Financial Supervisory Commission imposed a fine of NT$1,000,000 and issued a correction to Asia Pacific International Securities Investment Advisory Co., Ltd. for violations of anti-money laundering laws, including failure to verify customer identities, assess customer risk, obtain board approval for its anti-money laundering plan, check for politically exposed persons, and maintain ongoing transaction monitoring records.

Taiwan

Financial Supervisory Commission Taiwan

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