Regulatory Alerts2016-09-01
Added · Updated
Frequently Asked Questions on the Implementation and Operation of the Mandatory Clearing Regime
The Hong Kong Monetary Authority issued this guidance to clarify the implementation and operation of the mandatory clearing regime for over-the-counter derivative transactions. It addresses specific operational questions regarding clearing and record keeping obligations imposed on authorized institutions under the Securities and Futures Rules. The document serves as an interpretive aid to ensure compliance with the designated central counterparty requirements.
CIR
Current
Issue Date:
01 Sep 2016
20160901-2-EN.pdf (798.1 KB)
Topic:
OTC Derivatives - Clearing
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
01 Sep 2016
Securities and Futures (OTC Derivative Transactions – Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules
CIR
Current
01 Sep 2016
Securities and Futures (OTC Derivative Transactions – Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules
Cross referenced Document
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Superseded Document
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