Regulatory Alerts2016-09-01
Added · Updated
Frequently Asked Questions on the Implementation and Operation of the Mandatory Clearing Regime
The Hong Kong Monetary Authority issued this guidance to clarify the implementation and operation of the mandatory clearing regime for over-the-counter derivative transactions. It addresses specific operational questions regarding clearing and record keeping obligations imposed on authorized institutions under the Securities and Futures Rules. The document serves as an interpretive aid to ensure compliance with the designated central counterparty requirements.
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