PERÚ Ministerio de Economía y Finanzas
SMV
Superintendency of the Market de Valores
DECENNIUM OF EQUAL OPPORTUNITIES FOR WOMEN AND MEN - YEAR OF THE UNIVERSALIZATION OF HEALTH

General Intendancy Resolution SMV No. 038-2020-SMV/11.1

Lima, 04 August 2020

The General Intendant of Supervision of Conducts

Vistos:

File No. 2020007934, as well as Internal Report No. 740-2020-SMV/11.1 of 04 August 2020, of the General Intendancy of Supervision of Conducts of the Deputy Superintendency of Supervision of Market Conducts;

Considerando:

Whereas, by means of documents filed on 27 and 28 February 2020, Inverfal Perú S.A.A. requested from the Superintendency of the Securities Market – SMV, through the Single Window system, the registration of the common shares representing its share capital in the Public Registry of the Securities Market and in the Securities Registry of the Lima Stock Exchange;

Whereas, from the review of the documentation and information submitted as support for the request to which this resolution refers, it has been verified that at the General Shareholders' Meeting of Inverfal Perú S.A.A. held on 04 December 2019, among other matters, the registration of the common shares representing its share capital in the Public Registry of the Securities Market and in the Securities Registry of the Lima Stock Exchange was agreed upon; as well as that the company adapt to a publicly held corporation;

Whereas, in accordance with the provisions of Article 7, numeral 7.3, of the Regulation on Registration and Exclusion of Securities in the Public Registry of the Securities Market and on the Trading Floor, approved by Resolution No. 031-2012-SMV/01 and its amending regulations, the Lima Stock Exchange, by means of letter EMI-168/2020, forwarded to the SMV the conclusions of its evaluation of the documentation and information submitted by Inverfal Perú S.A.A. for the purposes of the procedure;

Whereas, by means of a document filed on 31 July 2020, Inverfal Perú S.A.A. completed the remediation of the observations raised by the SMV, complying with the requirements set forth in Article 8 of the Regulation on Registration and Exclusion of Securities in the Public Registry of the Securities Market and on the Trading Floor;

Whereas, in accordance with the provisions of Articles 3 and 215 of the Securities Market Law, Legislative Decree No. 861 and its amending regulations, any restriction on the free transferability of securities contained in the bylaws shall have no legal effect, and once the securities are registered in the Public Registry of the Securities Market, the book-entry records of the securities clearing and settlement institution shall prevail over any other records of the issuer of said securities;

That, article 7, numeral 6, of the Policy on the dissemination of regulatory projects, general legal norms, regulatory agenda and other administrative acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its amending norms, establishes that the decisions contained in administrative resolutions that resolve, among others, the registration of securities in the Public Registry of the Securities Market, must be disseminated through the SMV's Securities Market Portal (www.smv.gob.pe); and,

In accordance with the provisions of article 17 and following of the Securities Market Law, articles 6, 7 and 8 of the Regulation for the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange; as well as article 46, numeral 6, of the Regulation of Organization and Functions of the SMV, approved by Supreme Decree No. 216-2011-EF and its amending norms, which empowers the General Superintendence of Conduct Supervision to order the registration of securities in the Public Registry of the Securities Market.

Resuelve:

Article 1.- To order the registration of the common shares representing the share capital of Inverfal Perú S.A.A. in the Public Registry of the Securities Market, under the charge of the Superintendence of the Securities Market – SMV.

Article 2.- To rule in favor of the registration of the securities indicated in the preceding article in the Securities Registry of the Lima Stock Exchange.

Article 3.- The registration of the securities referred to in this resolution has not entailed administrative verification or inspection activities, nor an audit of the information presented, nor an examination of the economic-financial situation of the issuer, in accordance with the provisions of article 19 of the Securities Market Law.

Likewise, the registration of the aforementioned securities does not imply certification by the Superintendence of the Securities Market – SMV regarding their soundness, the solvency of the issuer, or the risks of the security or the offering; the issuer being responsible for the veracity of the information presented to the market, in accordance with the provisions of articles 13 and 22 of the Securities Market Law.

Article 4.- To disseminate this Resolution on the Securities Market Portal of the Superintendence of the Securities Market – SMV (www.smv.gob.pe).

Article 5.- To transcribe this Resolution to Inverfal Perú S.A.A., as issuer; to the Lima Stock Exchange S.A.A.; and, to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate,

Signed by: GODOS GARCIA Alix Fernando FAU 2013107... Reason:

Alix Godos
Intendente General
General Superintendence of Conduct Supervision