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Guidance · DFSA · 29 Jun 2022 · GMI 13/2022

General Module (GEN) Guidance Instrument (No. 13) 2022

securities

The Chief Executive of the Dubai Financial Services Authority issues guidance contained in Appendix 1 and approves the publication of the updated General Module (GEN) in Appendix 2, identified as GEN VER57_11-22. This instrument was made on 29 June 2022 and comes into effect on 22 November 2022.

United Arab EmiratesDubai Financial Services Authority

GENERAL MODULE (GEN) GUIDANCE INSTRUMENT (No. 13) 2022 The Chief Executive of the Dubai Financial Services Authority (“DFSA”) in the exercise of the powers conferred on him by Article 36 of the Regulatory Law 2004, hereby:
(a) makes and issues the Guidance in Appendix 1 to this instrument; and (b) approves the publication of the updated GEN Module in Appendix 2 incorporating the Guidance in Appendix 1. Commencement:
(1) This instrument is made on 29 June 2022 and shall come into effect on 22 November 2022. Modules:
(2) The updated General (GEN) Module in Appendix 2 to this instrument may be identified by the following reference – GEN VER57_11-22. Citation (3) This instrument may be cited as the General Module Guidance Instrument (No.13) 2022. (4) Appendix 2 to this instrument may be cited as the General Module or GEN. Christopher Calabia Chief Executive DFSA 29 June 2022 GMI 13/2022

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Annotations and obligations
5 definitions
  • Definition / condition 5
  • background, boilerplate

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Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertGeneral Module (GEN) GuidanceInstrument (No. 13) 20222022-06-29 · this documentGeneral Module (GEN) Guidance Instrument (No. 13) 2022 (2022-06-29)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Issued under
  • Regulatory Law 2004Not in RegAlert

    “in the exercise of the powers conferred on him by Article 36 of the Regulatory Law 2004”

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