General Operations Journal and General Operations Register Tables

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Table No. 1
The General Operations Journal
Security category: ……………………………
Account No.
Operation Date
Registration/Recording Date
Direction of the Operation
Attached Rights in Securities
Name and Surname / ID No. (CIN), Passport No., Tax ID No. (IRC) Nationality Previous Balance Debit / Credit Type of Operation * Origin of Ownership Voting / Dividend Entitled Parties Restrictions Start - End * New Balance Reference of Counterparty Accounts Debited/Credited Approved Administrative Intermediary

• Type of Operation: trading, registration, judicial sale, …
  Origin of Ownership: purchase, subscription, free allocation, inheritance, …
• Restrictions encumbering securities: pledge, seizure, inalienability, …

Table No. 2
The General Operations Register
Security category: ……………………………
Account No.
Number of Securities
Attached Rights in Securities
Name and Surname / Address / ID No. (CIN), Passport No., Tax ID No. (IRC) Nationality Operation Date / Debit / Credit / Date of Acquisition of Securities and Origin of Ownership * Voting / Dividend / Entitled Parties Restrictions Start - End * Restrictions Start - End Approved Administrative Intermediary

• Date of Acquisition of Securities and Origin of Ownership: purchase, subscription, free allocation, inheritance, …
  Restrictions encumbering securities: pledges, seizure, inalienability, …

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