General Superintendent Resolution No. 013-2026-SMV/11.1

PERÚ Ministerio de Economía y Finanzas

SMV
Superintendencia del Mercado de Valores

“Decenio de la Igualdad de Oportunidades para Mujeres y Hombres” “Año de la Esperanza y el Fortalecimiento de la Democracia”

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General Superintendent Resolution of the SMV
No. 013-2026-SMV/11.1

Lima, March 04, 2026

The General Superintendent of Conduct Supervision

Seen:

File No. 2026005316, as well as Internal Report No. 288-2026-SMV/11.1, from the General Superintendent of Conduct Supervision of the Adjacent Superintendency of Conduct Supervision of Markets.

Considering:

That, by means of a document presented on February 04, 2026, Diviso Grupo Financiero S.A. requested the Superintendencia del Mercado de Valores – SMV, through the Single Window system, the exclusion of the common shares representing its social capital from the Public Registry of the Securities Market and from the Securities Registry of the Lima Stock Exchange;

That, from the evaluation carried out within the framework of the administrative procedure referred to in the preceding consideration, it has been verified that by means of Directorial Resolution of Issuers No. 044-2007-EF/94.06.3 of September 17, 2007, the National Supervisory Commission of Companies and Securities – CONASEV (now, Superintendencia del Mercado de Valores – SMV) ruled in favor of listing the common shares representing the social capital of Negocios, Contactos y Finanzas – Inversiones S.A. (currently, Diviso Grupo Financiero S.A.) in the Securities Registry of the Lima Stock Exchange and ordered the registration of said securities in the Public Registry of the Securities Market;

That, at the General Shareholders' Meeting of Diviso Grupo Financiero S.A., held on February 03, 2026, the shareholders representing 80.45% of the common shares representing the social capital of the issuer, unanimously approved the exclusion of the shares representing the social capital of Diviso Grupo Financiero S.A. from the Public Registry of the Securities Market and from the Securities Registry of the Lima Stock Exchange; as well as agreed to expressly state that said shares have not been subject to trading in a centralized trading mechanism for a continuous period greater than three (3) years;

That, within the framework of what is established by article 20, numeral 20.3, of the Regulation on the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, approved by SMV Resolution No. 031-2012-SMV/01 and its amendments, through Letter EMI-090/2026, the Lima Stock Exchange S.A. indicated that it had no observations regarding the documentation presented by Diviso Grupo Financiero S.A.; as well as that, considering its database and registry, the common shares representing the social capital of Diviso Grupo Financiero S.A. have not recorded trading in the Stock Exchange Wheel since February 05, 2021;

That, Diviso Grupo Financiero S.A. has presented the information and documentation required by the Unified Text of the Law of the Securities Market, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, as well as by the Regulation on the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, for the purposes of the exclusion of the common shares representing the social capital of the aforementioned company;

That, article 39, letters a) and d), of the Unified Text of the Law of the Securities Market, as well as articles 19, numeral 19.1, 20, and 23, second paragraph, item (i), of the Regulation on the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, establish that the exclusion of a security from the Public Registry of the Securities Market takes place by reasoned resolution of the Superintendencia del Mercado de Valores – SMV, at the request of the issuer when the registration of the securities originated by its own will and when the cessation of public interest in the security is verified, which is evidenced, among others, when said securities have had null or scarce trading during the three (03) last years;

That, regarding the obligation to carry out a Public Offer for Exclusion – OPC when a value is excluded from the Public Registry of the Securities Market, established in article 41 of the Unified Text of the Law of the Securities Market and in article 32 of the Regulation on Public Offer of Acquisition and Purchase of Securities by Exclusion, approved by CONASEV Resolution No. 009-2006-EF/94.10 and its modifying norms, it must be noted that the exclusion of the shares representing the social capital of Diviso Grupo Financiero S.A. falls within the causal exception for not carrying out an OPC, as provided by article 37, letter a), of the Regulation on Public Offer of Acquisition and Purchase of Securities by Exclusion, and the penultimate paragraph of article 23 of the Regulation on the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, since said values have not had trading during the three (03) last years, evidencing the cessation of public interest;

That, article 7, numeral 6, of the Policy on Dissemination of Normative Projects, General Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its modifying norms, establishes that the decisions contained in administrative resolutions that resolve the exclusion of securities from the Public Registry of the Securities Market must be subject to dissemination through the Institutional Page of the SMV on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

Being in accordance with what is established by article 39, letters a) and d), of the Unified Text of the Law of the Securities Market; articles 19, 20, 21, and 23 of the Regulation on the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel; as well as by article 46, numeral 6, of the Regulation on Organization and Functions of the Superintendencia del Mercado de Valores, approved by Supreme Decree No. 216-2011-EF and its amendments, which empowers the General Superintendent of Conduct Supervision to dispose of the exclusion of securities from the Public Registry of the Securities Market.

Resolves:

Article 1.- Order the exclusion of the common shares representing the social capital of Diviso Grupo Financiero S.A. from the Public Registry of the Securities Market under the charge of the Superintendencia del Mercado de Valores – SMV.

Article 2.- Rule in favor of the exclusion of the values indicated in the preceding article, from the Securities Registry of the Lima Stock Exchange.

Article 3.- Disseminate this resolution on the Institutional Page of the SMV on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 4.- Transcribe this resolution to Diviso Grupo Financiero S.A., in its capacity as issuer, to the Lima Stock Exchange S.A.; and to CAVALI S.A. I.C.L.V.

Register, communicate, and disseminate.

Alix Godos
General Superintendent
General Superintendent of Conduct Supervision