General Superintendent Resolution No. 014-2025-SMV/11.1

PERÚ Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 1 Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

General Superintendent Resolution SMV
No. 014-2025-SMV/11.1
Lima, March 13, 2025

The General Superintendent of Conduct Supervision

Seen:

The File No. 2025007289, as well as the General Superintendent Resolution SMV No. 011-2025-SMV/11.1 of March 07, 2025 from the General Superintendent of Conduct Supervision of the Adjacent Superintendence of Market Conduct Supervision;

Considering:

That, through Article 1 of the General Superintendent Resolution SMV No. 011-2025-SMV/11.1 of March 07, 2025 (hereinafter, Resolution), the General Superintendent of Conduct Supervision resolved to dispose, within the framework of an advance procedure, the registration of the issuance program named "Fifth Mibanco Subordinated Bonds Program", up to a maximum issuance amount of S/ 600,000,000.00 (Six Hundred Million and 00/100 Soles), as well as the registration of the respective Master Prospectus in the Public Registry of the Securities Market – RPMV;

That, however, in the reasoning part of the Resolution it was indicated that through writings presented on February 18 and 25, 2025 by Mibanco, Banco de la Microempresa S.A., said issuer had requested, among others, the registration of the issuance program named "Fifth Mibanco Subordinated Bonds Program", up to a maximum issuance amount of S/ 600,000,000.00 (Six Hundred Million and 00/100 Soles) or its equivalent in United States Dollars; and, therefore, not only in Soles;

That, taking into account the preceding reasoning, it corresponds that the text of Article 1 of the Resolution be rectified in accordance with what is provided in Article 212, numeral 212.1, of the Single Ordered Text of Law No. 27444 – General Administrative Procedure Law, approved by Supreme Decree No. 004-2019-JUS; it being necessary to note that said rectification does not alter the meaning of the decision contained in the Resolution;

PERÚ Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 2 Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

That, likewise, according to what is provided in Article 212, numeral 212.2, of the Single Ordered Text of Law No. 27444 – General Administrative Procedure Law, the rectification adopts the forms and modalities of communication or publication that were considered for the original act, for which reason it corresponds to this Superintendent to issue the respective resolution;

That, in the same way, the Resolution must be notified to Mibanco, Banco de la Microempresa S.A., in its capacity as issuer; to Banco de Crédito del Perú, in its capacity as structuring entity; to Credicorp Capital Sociedad Agente de Bolsa S.A., in its capacity as placement agent; to Inteligo Sociedad Agente de Bolsa S.A., in its capacity as Representative of the Bondholders; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V.; as well as that it be disseminated on the Institutional Page of the Securities Market Superintendence – SMV on the Unique Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

Being in accordance with what is provided in Article 212, numerals 212.1 and 212.2, of the Single Ordered Text of Law No. 27444, General Administrative Procedure Law, as well as by Article 46, numeral 4, of the Regulations on Organization and Functions of the SMV, approved by Supreme Decree No. 216-2011-EF, which authorizes the General Superintendent of Conduct Supervision to resolve requests linked to primary public offerings and all procedures linked to said offerings.

Resolves:

Article 1.- To rectify, in accordance with what is provided in Article 212, numeral 212.1., of the Single Ordered Text of Law No. 27444, General Administrative Procedure Law, approved by Supreme Decree No. 004-2019-JUS, Article 1 of the General Superintendent Resolution SMV No. 011-2025-SMV/11.1 of March 07, 2025, which states:

"Article 1.- To dispose, within the framework of an advance procedure, the registration of the issuance program named "Fifth Mibanco Subordinated Bonds Program", up to a maximum issuance amount of S/ 600,000,000.00 (Six Hundred Million and 00/100 Soles), as well as the registration of the respective Master Prospectus in the Public Registry of the Securities Market – RPMV."

And must state:

"Article 1.- To dispose, within the framework of an advance procedure, the registration of the issuance program named "Fifth Mibanco Subordinated Bonds Program", up to a maximum issuance amount of S/ 600,000,000.00 (Six Hundred Million and 00/100 Soles) or its equivalent in United States Dollars, as well as the registration of the respective Master Prospectus in the Public Registry of the Securities Market – RPMV."

Article 2.- To transcribe this Resolution to Mibanco, Banco de la Microempresa S.A., in its capacity as issuer; to Banco de Crédito del Perú, in its capacity as structuring entity; to Credicorp Capital Sociedad Agente de Bolsa S.A., in its capacity as placement agent; to Inteligo Sociedad Agente de Bolsa

PERÚ Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 3 Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

S.A., in its capacity as Representative of the Bondholders; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate,

Alix Godos
General Superintendent
General Superintendent of Conduct Supervision