General Superintendent Resolution No. 027-2025-SMV/11.1

PERU Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 1 Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

General Superintendent Resolution of the SMV
No. 027-2025-SMV/11.1
Lima, June 20, 2025

The General Superintendent of Conduct Supervision

Seen:

File No. 2025025992, as well as Internal Report No. 830-2025-SMV/11.1, from the General Superintendent of Conduct Supervision of the Adjunct Superintendence of Conduct Supervision of Markets.

Considering:

That, by means of a written submission presented on June 12, 2025, ICBC Perú Bank S.A. requested the Securities Market Superintendence – SMV, the exclusion from the issuance program named "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" from the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market;

That, it has been verified that, by means of General Superintendent Resolution of the SMV No. 046-2019-SMV/11.1 of May 24, 2019, the inscription of the issuance program named "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" was ordered, up to a maximum circulating amount of US$ 200,000,000.00 (Two Hundred Million and 00/100 United States Dollars) or its equivalent in Soles, and the registration of the Master Prospectus in the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market;

That, from the review of the documentation presented by ICBC Perú Bank S.A. and the information on file in the Public Registry of the Securities Market, the following has been noted: (i) Within the framework of the "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank", on November 16, 2021, by means of an automatic approval procedure, the securities named "First Issuance of Negotiable Deposit Certificates of the First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" were inscribed, up to a maximum amount of S/ 100,000,000.00 (One Hundred Million and 00/100 Soles), and the Complement to the Master Prospectus corresponding was registered in the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market; and, (ii) By means of General Superintendent Resolution of the SMV No. 005-2023-SMV/11.1 of January 20, 2023, the exclusion of the securities named "First

PERU Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 2 Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

Issuance of Negotiable Deposit Certificates of the First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" from the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market was ordered;

That, taking into account what is indicated in the preceding consideration, it has been determined that all securities inscribed within the framework of the "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" are excluded from the Public Registry of the Securities Market; that the validity period of the aforementioned program has expired, making it impossible to carry out new issuances of securities within the framework thereof; and that there has been a cessation of public interest; corresponding to the application of the Sixth Final Complementary Provision of the Regulation of the Institutional Investor Market, approved by SMV Resolution No. 021-2013-SMV/01 and its amendments, and of the last paragraph of article 25 of the Regulation of Primary Public Offering and Sale of Securities, approved by CONASEV Resolution No. 141-98-EF-94.10 and its amendments, which states that with respect to programs, exclusion operates when the validity period of inscription has expired and no value has been placed within the framework of the program or when, having been placed, the value or values are excluded from the Public Registry of the Securities Market;

That, considering what is provided by article 6, numeral 6.1, of the Regulation of the Institutional Investor Market, ICBC Perú Bank S.A. has complied with presenting the information for the exclusion of the "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" from the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market;

That, article 39, letters a) and d), of the Single Text of the Law of the Securities Market, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, as well as article 18 of the Regulation of the Institutional Investor Market, establish that the exclusion of a value from the Public Registry of the Securities Market takes place by means of a reasoned resolution of the SMV, at the request of the issuer, when the inscription of the securities has originated by their own will and when there is a cessation of public interest in the value;

That, article 6, numeral 6.14, of the Regulation of the Institutional Investor Market provides that in no case is the formulation of a public offer of purchase applicable for the exclusion of the value referred to in article 41 of the Single Text of the Law of the Securities Market;

That, article 7, numeral 6, of the Policy on Dissemination of Normative Projects, General Character Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its amendments, establishes that the decisions contained in administrative resolutions that resolve the exclusion of securities in the Public Registry of the Securities Market must be subject to dissemination through the Institutional Page of the SMV on the Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

Being in accordance with what is provided by article 39, letters a) and d), of the Single Text of the Law of the Securities Market; article 18 and the Sixth Final Complementary Provision of the Regulation of the Institutional Investor

PERU Ministry of Economy and Finance

SMV
Securities Market Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 3 Electronally signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

Markets; article 25 of the Regulation of Primary Public Offering and Sale of Securities; as well as by article 46, numeral 6, of the Regulation of Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its amendments, which authorizes the General Superintendent of Conduct Supervision to order the exclusion of securities from the Public Registry of the Securities Market.

Resolves:

Article 1°.- Order the exclusion of the "First Program of Debt-Representative Instruments (Corporate Bonds and Negotiable Deposit Certificates) of ICBC Perú Bank" from the section "Of the Institutional Investor Market" of the Public Registry of the Securities Market.

Article 2°.- Disseminate this resolution on the Institutional Page of the SMV on the Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 3°.- Transcribe this resolution to ICBC Perú Bank S.A., in the capacity of issuer; to Scotiabank Perú S.A.A., in the capacity of structuring entity; to the Lima Stock Exchange S.A.; and to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate.

Alix Godos
General Superintendent
General Superintendent of Conduct Supervision