General Superintendent Resolution No. 063-2024

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" 1 Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Superintendent Resolution SMV No. 063-2024-SMV/11.1 Lima, December 17, 2024 The General Superintendent of Conduct Supervision Seen:
File No. 2024047318, as well as Internal Report No. 1614-2024-SMV/11.1 of the General Superintendent of Conduct Supervision of the Adjunct Superintendence of Market Conduct Supervision. Considering:
That, by means of a written submission presented on November 13, 2024, Alicorp S.A.A. requested the Securities Market Superintendence – SMV, through the Single Window system, the exclusion of the securities denominated "First Issuance of Corporate Bonds of the First Corporate Bonds Program and Short-Term Instruments Alicorp", which were placed in the framework of the "First Corporate Bonds Program and Short-Term Instruments Alicorp", from the Public Registry of the Securities Market and from the Securities Registry of the Lima Stock Exchange, due to the total cancellation of the obligations derived from the same; That, it has been verified that, by means of Resolution of General Superintendent SMV No. 96-2017-SMV/11.1 of December 26, 2017, in the framework of an advance proceeding, the issuance program denominated "First Corporate Bonds Program and Short-Term Instruments Alicorp" was inscribed, up to a maximum circulating amount of S/ 1,500,000,000.00 (One Billion Five Hundred Million and 00/100 Soles) or its equivalent in United States Dollars, and the corresponding Master Prospectus was registered, in the Public Registry of the Securities Market; That, within the framework of the aforementioned issuance program, on September 26, 2018, under an automatic approval procedure, the securities denominated "First Issuance of Corporate Bonds of the First Corporate Bonds Program and Short-Term Instruments Alicorp" were inscribed, up to a maximum amount of S/ 600,000,000.00 (Six Hundred Million and 00/100 Soles), and the respective Complement to the Master Prospectus was registered, in the Public Registry of the Securities Market and, subsequently, in the Securities Registry of the Lima Stock Exchange; That, in accordance with what is established in article 20, paragraph 20.1, of the Regulation on the Inscription and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, approved by

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" 2 Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Resolution SMV No. 031-2012-SMV/01 and its modifying norms, the SMV referred the exclusion request to the Lima Stock Exchange, without that entity having formulated observations on the documentation presented; That, from the evaluation of the documentation presented by Alicorp S.A.A., it has been verified the presentation of the documents referred to the total cancellation of the obligations derived from the securities denominated "First Issuance of Corporate Bonds of the First Corporate Bonds Program and Short-Term Instruments Alicorp"; That, Alicorp S.A.A. has presented the information and documentation required by the Single Consolidated Text of the Law of the Securities Market, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, as well as by the Regulation on the Inscription and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, for the purposes of the exclusion of the securities denominated "First Issuance of Corporate Bonds of the First Corporate Bonds Program and Short-Term Instruments Alicorp"; That, article 39, letter b), of the Single Consolidated Text of the Law of the Securities Market; as well as articles 20 and 23 of the Regulation of Inscription and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, establish that the exclusion of a security from the Public Registry of the Securities Market, takes place by reasoned resolution of the SMV, when the extinction of rights over the security operates, by amortization, total redemption or other cause; That, regarding the obligation to carry out a Public Buy Offer for Exclusion – OPC when a security is excluded from the Public Registry of the Securities Market, established in article 41 of the Single Consolidated Text of the Law of the Securities Market and in article 32 of the Regulation of Public Offer of Acquisition and Purchase of Securities by Exclusion, approved by Resolution CONASEV No. 009-2006-EF/94.10 and its modifying norms, it must be noted that the exclusion of the securities "First Issuance of Corporate Bonds of the First Corporate Bonds Program and Short-Term Instruments Alicorp" is within the causal exception for not carrying out an OPC, contemplated both in
article 23 of the Regulation on the Inscription and Exclusion of Securities in the
Public Registry of the Securities Market and in the Stock Exchange Wheel, as well as in article 37, letter a), of the Regulation of Public Offer of Acquisition and Purchase of Securities by Exclusion; That, article 7, paragraph 6, of the Policy on Dissemination of Normative Projects, General Character Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by Resolution SMV No. 014-2014- SMV/01 and its modifying norms, establishes that the decisions contained in administrative resolutions that resolve the exclusion of securities from the Public Registry of the Securities Market must be subject to dissemination through the SMV Institutional Page on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and, Being in accordance with what is provided by article 39, letter b), of the Single Consolidated Text of the Law of the Securities Market; articles 19, 20, 21 and 23 of the Regulation on the Inscription and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel; as well as by article 46, paragraph 6,

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" 3 Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml of the Regulation on Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its modifications, which empowers the General Superintendent of Conduct Supervision to order the exclusion of securities from the Public Registry of the Securities Market. Resolves:
Article 1st.- Order the exclusion of the
securities denominated "First Issuance of Corporate Bonds of the First Program of Corporate Bonds and Short-Term Instruments Alicorp", corresponding to the "First Corporate Bonds Program and Short-Term Instruments Alicorp", from the Public Registry of the Securities Market.
Article 2nd.- Pronounce in favor of the exclusion of the
securities indicated in the preceding article, from the Securities Registry of the Lima Stock Exchange S.A.
Article 3rd.- Disseminate this resolution on the SMV Institutional
Page on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).
Article 4th.- Transcribe this resolution to Alicorp
S.A.A., in the capacity of Issuer; to Inteligo Sociedad Agente de Bolsa S.A., in the capacity of Representative of the Bondholders; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V. Register, communicate and disseminate. Alix Godos General Superintendent General Superintendent of Conduct Supervision