General Superintendent Resolution on Conduct Supervision No. 036-2025-SMV/11.1

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 1 Electronically signed document within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Superintendent Resolution SMV No. 036-2025-SMV/11.1 Lima, August 11, 2025 The General Superintendent of Conduct Supervision Seen:
File No. 2025030026, as well as Internal Report No. 964-2025-SMV/11.1, from the General Superintendent of Conduct Supervision of the Adjunct Superintendence of Market Conduct Supervision. Considering:
That, by means of a written submission presented on July 8, 2025, Banco Ripley Perú S.A. requested the Securities Market Superintendence – SMV, through the Single Window system, the exclusion of the securities denominated "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A.", which were registered and placed in the framework of the "Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A.", in the Public Registry of the Securities Market and in the Securities Registry of the Lima Stock Exchange, due to the total cancellation of obligations arising from them; That, it has been verified that on April 4, 2022, in the framework of an advance procedure and under an automatic approval procedure, through the e-prospectus system, the issuance program named "Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A." was registered, up to a maximum amount in circulation of S/ 400,000,000.00 (Four Hundred Million and 00/100 Soles) or its equivalent in United States Dollars, and the corresponding Master Prospectus was registered, in the Public Registry of the Securities Market; That, on April 4, 2022, within the framework of the aforementioned issuance program and under an automatic approval procedure, the securities named "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A." were registered, up to a maximum amount in circulation of S/ 400,000,000.00 (Four Hundred Million and 00/100 Soles), and the respective Complement to the Master Prospectus was registered in the Public Registry of the Securities Market and, subsequently, in the Securities Registry of the Lima Stock Exchange;

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 2 Electronically signed document within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml That, in accordance with what is established in article 20, paragraph 20.1, of the Regulations on Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, approved by SMV Resolution No. 031-2012-SMV/01 and its modifying norms, the SMV referred the exclusion request to the Lima Stock Exchange S.A., without said entity having made observations on the documentation presented; That, from the evaluation of the documentation presented by Banco Ripley Perú S.A., it has been verified the presentation of the documents referred to the total cancellation of the obligations arising from the securities denominated "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A."; That, Banco Ripley Perú S.A. has complied with presenting the information and documentation required by the Single Consolidated Text of the Law of the Securities Market, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF; as well as by the Regulations on Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, for the purposes of the exclusion of the securities named "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A."; That, article 39, letter b), of the Single Consolidated Text of the Law of the Securities Market; as well as articles 20 and 23 of the Regulations on Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel, establish that the exclusion of a security from the Public Registry of the Securities Market takes place by reasoned resolution of the SMV, when the extinction of rights over the security operates, by amortization, total redemption or other cause; That, regarding the obligation to carry out a Public Buy Offer for Exclusion – OPC when a security is excluded from the Public Registry of the Securities Market, established in article 41 of the Single Consolidated Text of the Law of the Securities Market and in article 32 of the Regulations on Public Offer of Acquisition and Purchase of Securities by Exclusion, approved by Resolution CONASEV No. 009-2006-EF/94.10 and its modifying norms, it must be noted that the exclusion of the securities "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A." falls within the causal exception for not carrying out an OPC, contemplated both in article 23 of the Regulations on Registration and Exclusion of Securities
in the Public Registry of the Securities Market and in the Stock Exchange Wheel, as well as in article 37, letter a), of the Regulations on Public Offer of Acquisition and Purchase of Securities by Exclusion; That, article 7, paragraph 6, of the Policy on Dissemination of Normative Projects, General Character Legal Norms, Early Agenda and Other Administrative Acts of the SMV, approved by SMV Resolution No. 014-2014- SMV/01 and its modifying norms, establishes that the decisions contained in administrative resolutions that resolve the exclusion of securities from the Public Registry of the Securities Market must be subject to dissemination through the SMV Institutional Website on the Unique Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" 3 Electronically signed document within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Being in accordance with what is provided by article 39, letter b), of the Single Consolidated Text of the Law of the Securities Market; articles 19, 20, 21 and 23 of the Regulations on Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange Wheel; as well as by article 46, paragraph 6, of the Regulations on Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its amendments, which empowers the General Superintendent of Conduct Supervision to order the exclusion of securities from the Public Registry of the Securities Market. Resolves:
Article 1°.- Order the exclusion of the securities
denominated "First Issuance of the Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A.", corresponding to the "Sixth Program of Negotiable Deposit Certificates of Banco Ripley Perú S.A.", from the Public Registry of the Securities Market.
Article 2°.- Rule in favor of the exclusion of the
securities indicated in the preceding article, from the Securities Registry of the Lima Stock Exchange.
Article 3°.- Disseminate this resolution on the SMV Institutional
Website on the Unique Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).
Article 4°.- Transcribe this resolution to Banco
Ripley Perú S.A., in its capacity as issuer; to Banco de Crédito del Perú, in its capacity as structuring entity; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V. Register, communicate and disseminate. Alix Godos General Superintendent General Superintendent of Conduct Supervision