General Supervision of Entities Intendancy Resolution No. 013-2026-SMV/10.2 — SMV — PE

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of Hope and the Strengthening of Democracy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and modifications. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Intendancy Resolution No. 013-2026-SMV/10.2 Lima, January 23, 2026 The General Intendant of Supervision of Entities HAVING SEEN:
File No. 2024052620 presented by Autoplan Collective Fund Administrator Company S.A. and Report No. 12-2026-SMV/10.2; CONSIDERING:
That, by Superintendent Resolution No. 024-2015- SMV/02 of February 17, 2015, operating authorization was granted to Autoplan Collective Fund Administrator Company S.A. (hereinafter, AUTOPLAN) to operate in the market as a collective fund administrator; That, any transfer of shares that allows a natural or legal person to exceed direct or indirect ownership of more than ten percent (10%) of the social capital of an Entity, as well as any act of encumbrance, trust, management agreements or other legal acts that involve directly or indirectly more than ten percent (10%) of the shares representing the social capital of the Entity and that grant a third party the exercise of voting rights in said percentage, must have prior authorization from the Securities Market Superintendence (SMV). This, in accordance with article 12 of the Common Standards for Entities Requiring Organization and Operating Authorization of the SMV, approved by Superintendent Resolution No. 039- 2016-SMV/01 (hereinafter, COMMON STANDARDS); That, the request must be accompanied by the information indicated in article 5, documentation that must allow accrediting the economic and moral solvency of the natural or legal person, as applicable, with the procedure regulated in the preceding articles of the cited norm being applicable; That, as informed by AUTOPLAN, Mr. Juan Pablo Constantino Chirinos Gilardi would have donated 6,396,000 shares representing 24.99% of the social capital, in favor of three (3) natural persons: Lucia María Chirinos Gilardi, Ximena María Chirinos Gilardi and Gabriel Chirinos Gilardi, who acquire shares representing 8.33% of the capital, respectively; likewise, shares were also donated to Álvaro Paulo Chirinos Sattler, increasing his participation from 31.67% to 33.33% of shares representing the social capital; That, due to the family relationship of the acquirers Lucia María Chirinos Gilardi, Ximena María Chirinos Gilardi and Gabriel Chirinos Gilardi, it is presumed that each of them acquires more than 10% of AUTOPLAN shares

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of Hope and the Strengthening of Democracy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and modifications. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml through indirect ownership, in accordance with what is established in article 12 of the COMMON STANDARDS and article 3 of the Regulation of Indirect Ownership, Linkage and Economic Group, approved by SMV Resolution No. 019-2015-SMV-01; That, as a consequence thereof, with writings submitted until November 26, 2025, AUTOPLAN requested authorization for the transfer of shares by more than 10% through indirect ownership for the transfer of shares from Mr. Juan Pablo Constantino Chirinos Gilardi in favor of Lucia María Chirinos Gilardi, Ximena María Chirinos Gilardi, Gabriel Chirinos Gilardi and Álvaro Paulo Chirinos Sattler. However, in the last case, as of the date, the shareholder has more than 30% of the participation in AUTOPLAN. Therefore, said transfer does not require authorization from the SMV:
That, entities that require operating authorization from the SMV, must constitute the minimum capital required by the regulations, as well as carry out successive capital increases to cover possible losses during the first years of the entity's operations and maintain the minimum equity required by the regulations. This minimum parameter must also be applicable to measure the economic solvency of its shareholders, regardless of whether the transfer was made as a donation; That, in this sense, the economic solvency of the applicants is evaluated considering their economic capacity to: i) contribute the aliquot of the minimum capital established by the regulations, if it were to constitute an entity in equitable treatment to any other organizer; and, ii) make any eventual contributions that might occur if the situation requires it, in order to face losses without putting the continuity of the entity at risk, guarantee the normal development of its activities and avoid the risk of incurring situations of non-compliance with minimum prudential parameters that could result in the suspension or revocation of its operating authorization; That, in accordance with article 5, letter i), clause i.5, and article 12 of the COMMON STANDARDS, natural persons who request to acquire authorization for the acquisition, among others, of indirect ownership of more than 10% of shares of an Entity must present a sworn statement of patrimonial assets, with an age not greater than thirty (30) days. In it, the applicant must include their patrimonial assets and indicate if these assets are subject to any type of encumbrance or limitation for free availability, as well as a list of their debts; That, the economic solvency of the shareholders is determined from the sworn statement of patrimonial assets and the sworn statement of source of funds, as well as the information that the SMV may obtain in the framework of its supervisory functions; That, in accordance with the evaluation of the documentation presented, it has been determined that Lucia María Chirinos Gilardi and Ximena María Chirinos Gilardi do not have the necessary economic solvency to make the capital contributions in the administrator society. This, considering that they have not accredited having sufficient resources to reach the sum of said contribution, as well as to make capital increases that may be necessary in the future in AUTOPLAN. Consequently, it does not correspond to grant authorization to Lucia María Chirinos Gilardi and Ximena María Chirinos Gilardi to be shareholders for 8.33% of the shares of AUTOPLAN, respectively;

PERU Ministry of Economy and Finance

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