General Supervision of Entities Resolution No. 139-2025-SMV/10.2

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document under the framework of Law No. 27269, Law on Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Resolution of the General Superintendent of Entity Supervision No. 139-2025-SMV/10.2 Lima, August 08, 2025 The General Superintendent of Entity Supervision HAVING SEEN:
File No. 2025015409 initiated by BNB Valores Perú S.A. Stockbroker Company and Alvaro Javier Zalles Ballivian; CONSIDERING:
That, through communication received on April 04, 2025, BNB Valores Perú S.A. Stockbroker Company and Alvaro Javier Zalles Ballivian (hereinafter, ORGANIZERS) requested authorization from the Securities Market Superintendence to organize a mutual fund and investment fund management company to be named “BNB Asset Management Perú Fund Management Company S.A.”; That, through Letter No. 2863-2025-SMV/10.2 dated May 19, 2025, observations were made regarding the documentation presented by the ORGANIZERS. Likewise, with Letter No. 3188-2025-SMV/10.2 dated June 05, 2025, an extension of the deadline to remedy the observations raised was granted; That, as of today, the ORGANIZERS have not given response to the previously cited letters, leaving pending the remediation of the observations formulated regarding their organization request; That, Article 202 of the Single Consolidated Text of the General Administrative Procedure Law, Law No. 27444, approved by Supreme Decree No. 004-2019-JUS, provides that in procedures initiated at the request of a party, when the regulated entity fails to carry out any procedure that has been required of it, causing the suspension of the procedure for thirty (30) business days, the authority shall declare the abandonment of the procedure ex officio or at the request of the regulated entity; That, having elapsed beyond the period indicated by Article 202 of the Single Consolidated Text of the General Administrative Procedure Law, Law No. 27444, without the ORGANIZERS having complied with remedying the observations made, it proceeds to declare ex officio the abandonment of the initiated procedure and, consequently, to conclude the administrative procedure; and, Being subject to what is provided in numeral 11 of article 38 of the Regulation on Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF;

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document under the framework of Law No. 27269, Law on Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml RESOLVES:
Article 1°.- Declare ex officio the abandonment of the
procedure initiated by BNB Valores Perú S.A. Stockbroker Company and Alvaro Javier Zalles Ballivian, referring to the request for authorization to organize a mutual fund and investment fund management company to be named “BNB Asset Management Perú Fund Management Company S.A.”.
Article 2°.- This resolution shall enter into force on
the day of its notification.
Article 3°.- Transmit this resolution to BNB
Valores Perú S.A. Stockbroker Company and Alvaro Javier Zalles Ballivian. Register, communicate and publish. Armando Manco Manco General Superintendent General Superintendent of Entity Supervision