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Guidance · DFSA · 14 Jun 2017 · GMI 12/2017

GMI 12/2017 Code of Market Conduct (CMC) Guidance Instrument (No. 12) 2017

securities
market-abuse

The Board of the Dubai Financial Services Authority makes rules and guidance under the Regulatory Law 2004, with the instrument coming into force on 1 August 2017. The updated Code of Market Conduct Module is identified by the reference CMC/VER03/08-17 and is contained in Appendix 1 to the instrument.

United Arab EmiratesDubai Financial Services Authority

GM12/2017 Code of Market Conduct (CMC) Guidance Instrument (No. 12) 2017

Click herehere to view the Rulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.

Amendments to Modules:

(2) The updated Code of Market Conduct (CMC) Module in Appendix 1Appendix 1 to this instrument may be identified by the following reference — CMC/VER03/08-17.

Citation:

(3) This instrument may be cited as the Code of Market Conduct Guidance Instrument (No.12) 2017.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Code of Market Conduct Module or CMC.

By Order of the Board

Saeb Eigner ChairmanIan Johnston Chief Executive

14 June 2017

GMI 12/2017

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Annotations and obligations
2 definitions
  • Definition / condition 2
  • background, boilerplate

Lineage: Superseded

A newer document in RegAlert replaces this one.

Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertCMC Regulation No. VER03 of 2017Not in RegAlertCMC Regulation No. VER03 of 2017 — Not in RegAlertGMI 12/2017 Code of MarketConduct (CMC) Guidance Instru…2017-06-14 · this documentGMI 12/2017 Code of Market Conduct (CMC) Guidance Instrument (No. 12) 2017 (2017-06-14)Notice of Amendments toLegislation (18 June 2017)2017 · DFSANotice of Amendments to Legislation (18 June 2017) (2017-06-18)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (3)
Superseded by
Amends
  • CMC Regulation No. VER03 of 2017Not in RegAlert

    “The updated Code of Market Conduct (CMC) Module in Appendix 1 to this instrument may be identified by the following reference — CMC/VER03/08-17.”

Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004”

Timeline

Amended 1 time · last 2017-06-18

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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added · updated