RegAlert

Rule · DFSA · 10 Dec 2014 · GMI 9/2014

GMI 9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014

securities

The Board of the Dubai Financial Services Authority approves and issues the Code of Market Conduct (CMC) module, identified by reference CMC/VER1/01-15, as set out in Appendix 1. This instrument was made on 10 December 2014 and came into effect on 1 January 2015. The document cites the Code of Market Conduct Guidance Instrument (No.9) 2014 and designates the appendix as the Code of Market Conduct module or CMC.

United Arab EmiratesDubai Financial Services Authority

GM9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014

Click here to view the Guidance InstrumentGuidance Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 20 (2) of the Regulatory Law 2004, hereby approves and issues the Guidance in the appendix to this instrument.

Commencement:

(1) This instrument is made on 10 December 2014 and shall come into effect on 1 January 2015.

Modules:

(2) The Code of Market Conduct (CMC) module in Appendix 1Appendix 1 to this instrument may be identified by the following reference – CMC/VER1/01-15.

Citation

(3) This instrument may be cited as the Code of Market Conduct Guidance Instrument (No.9) 2014.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Code of Market Conduct module or CMC.

By Order of the Board

Saeb Eigner Chairman

10 December 2014
GMI9/2014

Click herehere to view Appendix 1 in PDF format.

Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.

Annotations and obligations
3 definitions
  • Definition / condition 3
  • background, boilerplate

Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

Regulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertGMI 9/2014 Code of MarketConduct (CMC) Guidance Instru…2014-12-10 · this documentGMI 9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014 (2014-12-10)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Issued under
  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 20 (2) of the Regulatory Law 2004”

Similar documents from other regulators

More like this from DFSA

DFSA published 5 documents in the last 30 days. We email you each new one the day it's published.

Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added · updated