Regulatory Alerts2018-10-08
Added
Guidelines on Addressing Conflicts of Interest arising from Issuing or Promulgating Research Analyses or Research Reports [FAA-G13]
The Monetary Authority of Singapore issued these guidelines to govern licensed and exempt financial advisers regarding conflicts of interest in research reports. The document outlines specific examples of potential conflicts and establishes the standards and practices expected when issuing or promulgating research containing investment product recommendations. It serves as a regulatory framework for managing such conflicts to ensure integrity in financial advisory services.
Topics
governance
market-abuse
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