Regulatory Alerts2025-07-18 | 41/KL-TTAdded · Updated
Inspection Conclusion No. 41/KL-TT Regarding Inspection at SSI Fund Management Company Limited
The State Securities Commission issued Inspection Conclusion No. 41/KL-TT confirming that SSI Fund Management Company Limited substantially complied with securities laws during the inspection period, with the exception of unauthorized personnel dual-role assignments. The regulator noted a prior administrative fine of 40 million VND imposed on the company for allowing staff to hold prohibited concurrent positions in investment decision-making. The conclusion mandates that the company strictly adhere to all relevant securities regulations and legal provisions going forward.
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