Rule · SSC · 31 Dec 2020 · 156/2020/NĐ-CP

Decree No. 156/2020/ND-CP on Administrative Penalties in Securities and Securities Market

On December 31, 2020, the Prime Minister signed and promulgated Decree No. 156/2020/ND-CP of the Government. This Decree stipulates administrative penalties for violations in the field of securities and the securities market. The regulations came into effect on January 1, 2021.

VietnamState Securities Commission

On December 31, 2020, the Prime Minister signed and promulgated Decree No. 156/2020/ND-CP dated December 31, 2020, of the Government stipulating administrative penalties in the field of securities and securities market. The Decree takes effect from January 1, 2021. UBCKNN

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The links and the sentences they come from (4)

Amended by

Decision No. 3168/QD-BTC Approving the Plan for Restructuring Investors and Developing the Securities Fund Industry2025 · SSC
“Products: Decree amending and supplementing certain articles of Government Decree No. 156/2020/NĐ-CP dated December 31, 2020, regulating administrative penalties in the securities and securities market field, and Government Decree No. 128/…”

Basis for

Conclusion of Inspection No. 39/KL-TT regarding MB Securities Joint Stock Company2026 · SSC
“Fine of 275,000,000 VND (Two hundred seventy-five million VND) stipulated in Point a Clause 3 Article 25 of Decree No. 156/2020/NĐ-CP”
Conclusion of Inspection No. 83/KL-TT Regarding ACB Securities Company Limited2025 · SSC
“a fine of 275,000,000 VND per point b, Clause 5, Article 8 of Decree No. 156/2020/NĐ-CP”
Decision 4223/QD-BTC on Promulgating Amended and Supplemented Administrative Procedures in Securities2025 · SSC
“Pursuant to Decree No. 306/2025/NĐ-CP dated November 25, 2025 of the Government amending and supplementing some articles of Decree No. 156/2020/NĐ-CP dated December 31, 2020 of the Government regulating administrative penalty handling in t…”

Mentions (2): 2 documents mention this one without changing it

Referred to by

Conclusion of Inspection No. 87/KL-TT on the State Securities Inspectorate's inspection of Tin Viet Joint Stock Comprehensive Finance Company2025 · SSC
“A fine of 92,500,000 VND... in accordance with Point a, Clause 4, Article 42 of Government Decree No. 156/2020/NĐ-CP dated December 31, 2020”
Inspection Conclusion No. 41/KL-TT Regarding Inspection at SSI Fund Management Company Limited2025 · SSC
“Decree No. 156/2020/NĐ-CP dated December 31, 2020, regulating administrative penalties in the field of securities”

Timeline

Amended 1 time · last 2025-09-12

2025-09-12SSCDecision No. 3168/QD-BTC Approving the Plan for Restructuring Investors and Developing the Securities Fund Industryamends