Regulatory Alerts2025-12-19 | 4223/QĐ-BTCAdded · Updated
Decision 4223/QD-BTC on Promulgating Amended and Supplemented Administrative Procedures in Securities
The Ministry of Finance promulgates two amended administrative procedures for securities: issuing or adjusting certificates for derivatives trading business and issuing certificates for clearing and settlement services. The decision updates capital requirements, such as a minimum charter capital of 800 billion VND for broker-dealers and 900 billion VND for direct clearing members, while reducing application fees to 5 million VND and 1 million VND respectively under Decree 64/2025/TT-BTC. It also repeals previous procedure listings from Decision 3169/QD-BTC and takes effect upon signing.
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