Intendencia General Resolution SMV No. 002-2024-SMV/11.1

Lima, 22 January 2024

The Intendente General de Supervisión de Conductas

Whereas:

File No. 2023052535, as well as Internal Report No. 054-2024-SMV/11.1, of the Intendencia General de Supervisión de Conductas of the Superintendencia Adjunta de Supervisión de Conductas de Mercados.

Considering:

That, by document submitted on 20 December 2023, Intercorp Perú Ltd., represented by Mr. Juan Antonio Castro Molina, requested the Superintendencia del Mercado de Valores – SMV, through the Ventanilla Única system, the exclusion of the Class "B" shares representing its share capital from the Registro Público del Mercado de Valores and from the Registro de Valores de la Bolsa de Valores de Lima;

That, from the evaluation carried out within the framework of the administrative procedure referred to in the preceding recital, it has been verified that by Gerencial Resolution No. 056-2000-EF/94.50 of 30 November 2000, the registration of the Class "B" shares representing the share capital of Intercorp Perú Ltd. (formerly called "IFH Perú Ltd.") in the Registro Público del Mercado de Valores and in the Registro de Valores de la Bolsa de Valores de Lima was ordered;

That, it has been observed that, by board resolution of Intercorp Perú Ltd. of 20 December 2023, the exclusion of the Class "B" shares representing the share capital of Intercorp Perú Ltd. from the Registro Público del Mercado de Valores and from the Registro de Valores de la Bolsa de Valores de Lima was agreed; indicating that the aforementioned resolution is based on the little relevance for the shareholders and the company of maintaining the registration of the aforementioned securities, as demonstrated by the null trading frequency in recent years;

That, within the framework of the provisions of article 20, numeral 20.3, of the Reglamento de Inscripción y Exclusión de Valores Mobiliarios en el Registro Público del Mercado de Valores y en la Rueda de Bolsa, approved by SMV Resolution No. 031-2012-SMV/01 and its amendments, by Letter EMI- 013/2024 of 10 January 2024, the Bolsa de Valores de Lima S.A. indicated that it had no observation regarding the documentation submitted by Intercorp Perú Ltd.;

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as well as that, from the information appearing in its database and registry, since 10 December 2009, the Class "B" shares of Intercorp Perú have not registered trading on the Rueda de Bolsa;

That, in accordance with article 23 of the Reglamento de Inscripción y Exclusión de Valores Mobiliarios en el Registro Público del Mercado de Valores y en la Rueda de Bolsa, the cessation of public interest in the Class "B" shares representing the share capital of Intercorp Perú Ltd. has been evidenced, since such securities have had null trading on the Rueda de Bolsa during the last three (03) years;

That, Intercorp Perú Ltd. has complied with submitting the information and documentation required by the Texto Único Ordenado de la Ley del Mercado de Valores, Decreto Legislativo No. 861, approved by Decreto Supremo No. 020-2023-EF, as well as by the Reglamento de Inscripción y Exclusión de Valores Mobiliarios en el Registro Público del Mercado de Valores y en la Rueda de Bolsa, for the purposes of the exclusion of the Class "B" shares representing the share capital of the aforementioned company;

That, article 39, literal d), of the Texto Único Ordenado de la Ley del Mercado de Valores, as well as article 23 of the Reglamento de Inscripción y Exclusión de Valores Mobiliarios en el Registro Público del Mercado de Valores y en la Rueda de Bolsa, establish that the exclusion of a security from the Registro Público del Mercado de Valores takes place by reasoned resolution of the Superintendencia del Mercado de Valores – SMV, when the cessation of public interest in the security is verified, which is evidenced, among others, when such securities have had null or scarce trading during the last three (03) years;

That, regarding the obligation to carry out a Public Offer of Purchase for Exclusion – OPC when a security is excluded from the Registro Público del Mercado de Valores, established in article 41 of the Texto Único Ordenado de la Ley del Mercado de Valores and in article 32 of the Reglamento de Oferta Pública de Adquisición y de Compra de Valores por Exclusión, approved by CONASEV Resolution No. 009-2006-EF/94.10 and its amending norms, it must be noted that the exclusion of the Class "B" shares representing the share capital of Intercorp Perú Ltd. falls within the exception cause for not carrying out an OPC, since such securities have had null trading during the last three (03) years, evidencing the cessation of public interest, according to the provisions of article 37, literal a), of the Reglamento de Oferta Pública de Adquisición y de Compra de Valores por Exclusión, and the penultimate paragraph of article 23 of the Reglamento de Inscripción y Exclusión de Valores Mobiliarios en el Registro Público del Mercado de Valores y en la Rueda de Bolsa;

That, article 7, numeral 6, of the Política sobre Difusión de Proyectos Normativos, Normas Legales de Carácter General, Agenda Temprana y Otros Actos Administrativos de la SMV, approved by SMV Resolution No. 014-2014- SMV/01 and its amending norms, establishes that the decisions contained in administrative resolutions that resolve the exclusion of securities from the Registro Público del Mercado de Valores must be disseminated through the Institutional Page of the SMV on the Plataforma Digital Única del Estado Peruano para Orientación al Ciudadano (www.gob.pe/smv); and,

In accordance with the provisions of Article 39, literal d), of the Single Ordered Text of the Securities Market Law; Articles 20, 21 and 23 of the

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Regulations for the Registration and Exclusion of Securities in the Public Registry of the Securities Market and in the Stock Exchange; as well as by the provisions of Article 46, numeral 6, of the Regulations of Organization and Functions of the Superintendency of the Securities Market, approved by Supreme Decree No. 216-2011-EF and its amendments, which empowers the General Superintendency of Conduct Supervision to order the exclusion of securities from the Public Registry of the Securities Market.

Resolves:

Article 1°.- To order the exclusion of the Class «B» shares representing the share capital of Intercorp Perú Ltd. from the Public Registry of the Securities Market.

Article 2°.- To rule in favor of the exclusion of the securities indicated in the preceding article from the Securities Registry of the Lima Stock Exchange.

Article 3°.- To disseminate this resolution on the Institutional Page of the SMV on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 4°.- To transcribe this resolution to Intercorp Perú Ltd., as issuer; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate.

Signed by: GODOS GARCIA Alix Fernando
Reason:

Alix Godos
General Superintendent
General Superintendency of Conduct Supervision

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