Intendencia General Resolution SMV No. 063-2026-SMV/11.1

Lima, 21 October 2026

The Acting General Intendant of Conduct Supervision

Whereas:

File No. 2026043836, as well as Internal Report No. 1715-2026-SMV/11.1 dated 21 October 2026, of the General Intendancy of Conduct Supervision of the Deputy Superintendency of Conduct Supervision of Markets.

Considering:

That, by documents submitted on 22 and 25 September 2026, La Joya Mining S.A.C. requested from the Superintendency of the Securities Market the registration, by fundamental variation, of Update No. 1 of the Framework Prospectus of the «First Short-Term Instruments Issuance Program – La Joya» and of Update No. 1 of the Supplement to the Framework Prospectus corresponding to the «First Issuance of the First Short-Term Instruments Issuance Program – La Joya» in the section «Of the securities and/or issuance programs registered in the Alternative Market of Securities» of the Public Registry of the Securities Market; as certain terms and conditions of the specific guarantee backing the securities to be issued under the «First Short-Term Instruments Issuance Program – La Joya» have been amended;

That, it has been verified that, by Intendencia General Resolution SMV No. 026-2026-SMV/11.1 dated 06 May 2026, within the framework of an advance procedure, the registration of the issuance program called «First Short-Term Instruments Issuance Program – La Joya» was ordered, up to a maximum outstanding amount of US$ 10’000,000.00 (Ten Million and 00/100 United States Dollars) or its equivalent in Soles, and the registration of the corresponding Framework Prospectus in the section «Of the securities and/or issuance programs registered in the Alternative Market of Securities» of the Public Registry of the Securities Market;

That, likewise, by Intendencia General Resolution SMV No. 026-2026-SMV/11.1 dated 06 May 2026, within the framework of the «First Short-Term Instruments Issuance Program – La Joya», the securities called «First Issuance of the First Issuance Program of

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Electronic document digitally signed within the framework of Law No. 27269, Law of Signatures and Digital Certificates, its Regulation and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

Short-Term Instruments – La Joya», up to a maximum outstanding amount of US$ 4’000,000.00 (Four Million and 00/100 United States Dollars), and the respective Supplement to the Framework Prospectus was registered in the section «Of securities and/or issuance programs registered in the Alternative Market of Securities» of the Public Registry of the Securities Market;

That, from the review of the documentation and information supporting the request to which this resolution refers, it has been noted that La Joya Mining S.A.C. submitted a copy of the public deed of the First Addendum to the Guarantee, Administration and Payment Trust Agreement, entered into by La Joya Comercial S.A.C. (Trustor), La Joya Mining S.A.C. (Guaranteed Debtor and Issuer), Acres Sociedad Agente de Bolsa S.A. (Representative of the Trust Beneficiaries) and TMF Fiduperú S.A. Sociedad Fiduciaria (Trustee), with the intervention as depositary of Mr. Mauricio Renato Cabrera Castillo; as well as the copy of the Clarifying Public Deed of the aforementioned First Addendum, by which certain terms and conditions of the specific guarantee constituted to back the securities to be issued under the «First Short-Term Instruments Issuance Program – La Joya» are amended;

That, in accordance with the provisions of article 63 of the Single Ordered Text of the Securities Market Law, approved by Supreme Decree No. 020-2023-EF, as well as articles 6, numeral 6.4, and 10 of the Regulation of the Alternative Market of Securities – MAV, approved by SMV Resolution No. 025-2012-SMV/01 and its amendatory and complementary rules, the issuer is responsible for updating the Framework Prospectus, Supplement to the Framework Prospectus and other relevant information, prior to the formulation of the respective offer, which may only be made if such obligation has been complied with; it being indicated that changes in the conditions of the offer or of the program that may imply a variation in the risk level of the previously registered securities, such that they may modify the investment decision of a prudent investor, constitute fundamental variations;

That, by document submitted on 19 October 2026, La Joya Mining S.A.C. has completed the submission of the documents and information required by the Single Ordered Text of the Securities Market Law, as well as by the Regulation of the Alternative Market of Securities – MAV, for the registration of the updates, by fundamental variation, of the Framework Prospectus corresponding to the «First Short-Term Instruments Issuance Program – La Joya» and of the Supplement to the Framework Prospectus corresponding to the «First Issuance of the First Short-Term Instruments Issuance Program – La Joya» in the section «Of the securities and/or issuance programs registered in the Alternative Market of Securities» of the Public Registry of the Securities Market;

That, article 7, numeral 6, of the Policy on Dissemination of Regulatory Projects, Legal Norms of General Character, Early Agenda and Other Administrative Acts of the SMV, approved by SMV Resolution No. 014-2014-SMV/01 and its amending norms, establishes that the decisions contained in administrative resolutions referring, among others, to the registration of the informative prospectuses corresponding to the issuance programs in the Public Registry of the

Electronic document digitally signed within the framework of Law No. 27269, Law of Signatures and Digital Certificates, its Regulation and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml

Stock Market, must be disseminated through the Institutional Page of the SMV on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv); and,

In accordance with the provisions of articles 58 and following of the Single Ordered Text of the Stock Market Law; article 10 of the Regulation of the Alternative Market of Securities – MAV; as well as article 46, numeral 4, of the Regulation of Organization and Functions of the Superintendence of the Stock Market, approved by Supreme Decree No. 216-2011-EF and its amendments, which empowers the General Intendancy of Conduct Supervision to resolve the requests made by the administered entities related to primary public offerings and to evaluate and/or resolve all procedures related to such offerings.

Resolves:

Article 1°.- To order the registration, by fundamental variation, of Update No. 1 of the Framework Prospectus corresponding to the «First Issuance Program of Short-Term Instruments – La Joya» and of Update No. 1 of the Complement of the Framework Prospectus corresponding to the «First Issuance of the First Issuance Program of Short-Term Instruments – La Joya» in the section «Of the securities and/or issuance programs registered in the Alternative Market of Securities» of the Public Registry of the Stock Market; having been modified some terms and conditions of the specific guarantee that backs the securities to be issued within the framework of the «First Issuance Program of Short-Term Instruments – La Joya».

Article 2°.- The registration referred to in article 1° of this resolution has not entailed administrative activities of verification, nor inspection, nor audit of the information presented, nor an examination of the economic – financial situation of the issuer, in accordance with the provisions of 21 of the Single Ordered Text of the Stock Market Law.

Likewise, the referred registration does not imply that the Superintendence of the Stock Market recommends investment in the securities or expresses a favorable opinion on the business prospects, the issuer and the structuring entity being responsible for the veracity of the information contained in the updated informative prospectuses and in the offering documents, in accordance with the provisions of articles 13 and 65 of the Single Ordered Text of the Stock Market Law. The documents and information for a complementary evaluation are available to interested parties in the Public Registry of the Stock Market.

Article 3°.- To disseminate this resolution on the Institutional Page of the Superintendence of the Stock Market on the Single Digital Platform of the Peruvian State for Citizen Orientation (www.gob.pe/smv).

Article 4°.- To transcribe this resolution to La Joya Mining S.A.C., in its capacity as issuer; to Acres Sociedad Agente de Bolsa S.A., in its capacity as structuring entity and placement agent; to the Lima Stock Exchange S.A.; and, to CAVALI S.A. I.C.L.V.

Register, communicate and disseminate.

César Figueroa Benites
General Intendant (e)
General Intendancy of Conduct Supervision

Electronic document digitally signed within the framework of Law No. 27269, Law of Signatures and Digital Certificates, its Regulation and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml