2023-10-27 | 2023-23778Added · Updated
The Securities and Exchange Commission issued a final rule correction to the preamble of Release No. IC-35000 regarding investment company names. This technical amendment revises specific sentences on pages 70476 and 70493 to accurately reflect compliance dates for larger and smaller entities. The corrected document becomes effective on December 11, 2023.
This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. Rules and Regulations Federal Register 73755 Vol. 88, No. 207 Friday, October 27, 2023 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 270, and 274 [Release No. 33–11238A; 34–98438A; IC– 35000A; File No. S7–16–22] RIN 3235–AM72 Investment Company Names; Correction AGENCY: Securities and Exchange Commission. ACTION: Final rule; correction. SUMMARY: This document makes a technical correction to the preamble accompanying amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company’s investments and risks, as adopted in Release No. IC–35000 (September 20, 2023), which was published in the Federal Register on October 11, 2023. DATES: Effective December 11, 2023. FOR FURTHER INFORMATION CONTACT: Mykaila DeLesDernier, Senior Counsel; Amanda Wagner, Senior Special Counsel; or Brian McLaughlin Johnson, Assistant Director, at (202) 551–6792, Investment Company Regulation Office, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–8549. SUPPLEMENTARY INFORMATION: We are making a technical amendment to correct the preamble to Release No. IC– 35000. Specifically, in FR doc. 2023– 20793, which was published in the Federal Register on October 11, 2023, at 88 FR 70436, the following corrections are made:
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