Regulatory Alerts2009-03-11 | 46/2009/TTLT-BTC-BCAAdded · Updated
Joint Circular 46/2009/TTLT-BTC-BCA Guiding Cooperation in Handling Violations in Securities and Securities Market
The Ministry of Finance and the Ministry of Public Security jointly issued this circular to establish cooperation mechanisms for detecting and handling legal violations in the securities and securities market. It defines the specific responsibilities of the State Securities Commission and the Investigative Police, detailing procedures for transferring cases between administrative and criminal jurisdictions. The document mandates coordinated action against serious violations, including insider trading, market manipulation, and fraudulent activities, while outlining principles for objective assessment and potential exemption from criminal liability.
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