Rule · CVM · 20 Jul 2011
The document authorizes securities distribution companies to intermediated operations in the free-rate foreign exchange market using electronic trading systems authorized by the Central Bank of Brazil or the Securities and Exchange Commission. This authorization applies to operations conducted through such approved electronic systems. The decision entered into force on the date of its publication.
1
JOINT DECISION NO. 9, OF JULY 20, 2001
CENTRAL BANK OF BRAZIL
SECURITIES AND EXCHANGE COMMISSION
Authorizes the intermediation of operations in the free-rate foreign exchange market by securities distribution companies.
The Collegiate Board of the CENTRAL BANK OF BRAZIL and the Collegiate Board of the SECURITIES AND EXCHANGE COMMISSION,
having regard to the provisions of Article 2, item XV, of the Regulation annexed to Resolution No. 1,120, of April 4, 1986, as amended by Resolution No. 1,653, of October 26, 1989,
HAVE DECIDED:
Article 1. It is permitted for securities distribution companies to intermediated operations in the free-rate foreign exchange market, carried out through electronic trading systems for assets authorized by the Central Bank of Brazil or the Securities and Exchange Commission.
Article 2. This Joint Decision enters into force on the date of its publication.
Brasília, July 20, 2001
Armínio Fraga Neto
President of
THE CENTRAL BANK OF BRAZIL
José Luiz Osorio de Almeida Filho
President of
THE SECURITIES AND EXCHANGE COMMISSION
REVOKED BY JOINT DECISION NO. 15, OF 16.09.2005.
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“having regard to the provisions of Article 2, item XV, of the Regulation annexed to Resolution No. 1,120, of April 4, 1986”
“as amended by Resolution No. 1,653, of October 26, 1989”
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