Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders

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III - Service Providers
III. 1 - Investment Service Providers
III. 1.1. Authorization / Activity Program / Passport

Doctrine
Governance

Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders

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Applicable from March 10, 2022
Position DOC-2018-08

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Summary
On March 10, 2022, the AMF declared that it complies with the Joint Guidelines of the European Banking Authority ("EBA") and the European Securities and Markets Authority ("ESMA") on the assessment of the suitability of members of the management body and key function holders.

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The AMF declared to ESMA on May 29, 2018, compliance with the joint guidelines of the EBA and ESMA on the assessment of the suitability of members of the management body and key function holders (EBA/GL/2017/12), with the exception of paragraphs 162, 171, 172, and 176 of these guidelines.

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Reference texts

Monetary and Financial Code

EBA/GL/2017/12 Orientation

EBA/GL/2017/12 Guidelines
Keywords

Europe & international
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Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02