Schedules To The Kepss Rules And Regulations

Schedule D KEPSS Self-Assessment Return (Bi-annually) Self-Assessment for the period ending…………………… Participant: [Name] Please respond to the following questions A. KEPSS-related fraud Has your organisation experienced any KEPSS-related actual or attempted fraud during the year?

If so, was this reported to the Bank in accordance with the Rules and Regulations?

Was the means of the fraud identified and rectified? Did the fraud result in any financial loss to your organisation or to its customers?

If so was it recovered or is recovery still being sought?

B. Contingency planning and contingency facilities Does you organisation have a documented contingency plan for its KEPSS operations?

Does the plan satisfactorily cover significant potential contingency scenarios?

Does your organisation maintain back up computer facilities and/or communications for the SWIFT interface used for KEPSS communications?

If your organisation does maintain a backup computer facility, is it at a separate site to your offsite computer facility?

Are you satisfied that potential business risks have been analysed and addressed?

C. System Down Time And Resilience

Has your KEPSS operations been subject to significant or recurring downtime or disruption?

If so, were these reported to the Bank and recorded in a Contingency Event Log in accordance with the KEPSS procedures?

Are you satisfied that your KEPSS-related systems have sufficient capacity and resilience to service your KEPSS payment traffic in a timely and safe manner?

Signed for and behalf of ………………………………. By the duly authorized Signatories Name …………………………………..…………… Designation………………………………………. Signature Name …………………………………..…………… Designation………………………………………. Signature