Regulatory Alerts2026-05-19
Added
Minimum Requirements for Risk Management Framework of Licensed Capital Markets Intermediaries in Fiji
The Reserve Bank of Fiji imposes minimum risk management framework requirements on Securities Exchanges, Broker/Dealer – Body Corporates, and Managers of Managed Investment Schemes. Licensed intermediaries must establish a board-approved risk management strategy and policy, maintain an independent risk management function, and address specific risk types including operational, market, credit, liquidity, and money laundering/terrorism financing risks. The policy requires the submission of the Risk Management Policy to the Reserve Bank within 90 days of implementation and any revised policy within 30 days of board approval. Non-compliance subjects intermediaries to sanctions under the Reserve Bank of Fiji (Capital Markets and Securities Industry) Regulations 2015.