Regulatory Alerts2007-06-01
Added · Updated
News Bulletin 2258 - June 1, 2007
The Connecticut Department of Banking announces branch activity applications and closures, including The Connecticut Bank and Trust Company filing for a branch in Rocky Hill, Fairfield County Bank closing its Ridgefield location, and Mutual Security Credit Union, Inc. closing branches in Greenwich and Oceanport. Additionally, the Commissioner issued an Order Modifying a Consent Order for Charles Dear, permitting him to render investment advisory services on a broader segment of insurance and securities products, allowing securities-related communications to be maintained with other Diastole Wealth Management, Inc. personnel, and permitting quarterly rather than monthly document reviews by the firm. Written comments on these matters must be submitted within ten days of the bulletin date.