Regulatory Alerts2007-10-24 | CD-SIBOIF-505-3-OCTU24-2007Added · Updated
Norm on Fees of the Securities Registry of the Superintendence of Banks and Other Financial Institutions
The Board of Directors of the Superintendence of Banks and Other Financial Institutions establishes fees for services provided by the Securities Registry, applicable to supervised entities, stock agents, and issuers of securities. The regulation sets specific rates, including percentages of paid-in capital for supervised entities and fixed USD equivalents for agents and issuers, with minimum and maximum caps for national security registration fees. It mandates annual renewal payments within twenty days of the previous period's expiration and grants exemptions from registration fees for existing authorized entities and securities upon the norm's entry into force, while repealing previous maintenance charge regulations.
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