Normative Instruction BCB No. 135 — Amends the Layout and Filling Instructions for Document 3040 - Credit Risk Data of the Credit Information System (SCR)

BCB NORMATIVE INSTRUCTION NO. 135, OF JULY 26, 2021

Amends the Layout and Filling Instructions for document 3040 - Credit Risk Data, of the Credit Information System (SCR), governed by Circular No. 3,870, of December 19, 2017, and Circular Letter No. 3,869, of March 19, 2018.

The Head of the Department of Financial System Monitoring (Desig), in the exercise of the authority conferred by Article 23, item I, letter “a”, of the Internal Regulations of the Central Bank of Brazil, annexed to Ordinance No. 84,287, of February 27, 2015, based on Article 77, item III, of the aforementioned Regulations, and considering the provisions of Resolution No. 4,571, of May 26, 2017, Circular No. 3,870, of December 19, 2017, and Circular Letter No. 3,869, of March 19, 2018,

RESOLVES:

Art. 1. The new versions of the Layout, the Filling Instructions, and the Specific Covid-19 Instructions for Document 3040 - Credit Risk Data, available on the Central Bank of Brazil’s website at the electronic address https://www.bcb.gov.br/estabilidadefinanceira/scrdoc3040, enter into force according to the specified schedule.

Art. 2. Starting from the data base of August 2021, the following modifications enter into force:

I - in the Layout of document 3040:

a) in “Annex 8: Special Characteristic”: alteration of the description of domain 22 to “Operation contracted and negotiated with substantial transfer of risks and benefits on the same data base”;

b) in “Annex 32: Sicor Situation”: exclusion of domain 13 “SOR13 - Partially Downgraded”;

c) in “Annex 37 - Type of Regulatory Use”: alteration of the description of domain 01 to “Operations contracted under the Pronampe (Law 13,999/2020 and Law 14,161/2021 - National Program for Support to Microenterprises and Small Businesses)”;

II - in the Filling Instructions for Document 3040:

a) in item “D. Operation Information”, subitem “1. Basic Operation Information – (tag <Op>)”, field “operation modality (attribute “Mod”)”, in “Interfinancial Relations”:

1. update of the instructions regarding modality 1402 “Receivables from payment arrangement”;

2. update of the instructions regarding modality 1403 “other receivables related to payment transactions”;

b) in item “D. Operation Information”: inclusion of subitem 5 “Operations granted and negotiated within the same month (intramonth)”;

c) in item “E. Sicor Information – (tag <Sicor>)”: update of the instructions regarding subitem 4 “Operation partially downgraded from Rural Credit”;

III - in the Specific Covid-19 Instructions: update of the instructions regarding item 7 “Operations contracted under the Pronampe (Law 13,999/2020 and Law 14,161/2021 - National Program for Support to Microenterprises and Small Businesses)”.

Sole Paragraph. Credit operations granted and negotiated within the same month of granting, with substantial transfer of risks and benefits or control, whether by civil assignment of credit rights, by endorsement in black or white of credit instruments, or any other type of instrument, must be reported to the Credit Information System (SCR) observing the instructions provided for in letter “b” of item II.

Art. 3. Starting from the data base of September 2021, the following modifications enter into force:

I - in the Layout of document 3040, in “Annex 37: Type of Regulatory Use”: alteration of the description of domain 04 to “Operations contracted under the CGPE (Resolution No. 4,838/2020 - Working Capital Program for Business Preservation) and PEC (Provisional Measure No. 1,057/2021)”;

II - in the Specific Covid-19 Instructions: update of the instructions regarding item 8 “Operations contracted under the CGPE (Resolution No. 4,838/2020 - Working Capital Program for Business Preservation) and PEC (Provisional Measure No. 1,057/2021)”.

Art. 4. This Normative Instruction enters into force on August 2, 2021.

Gilneu Francisco Astolfi Vivan