Regulatory Alerts2020-09-03
Added
Notice on Execution of Orders by Market Operators
The Monetary Authority of Singapore issued Notice SFA02-N03 under the Securities and Futures Act to regulate locally-incorporated market operators. The notice requires these entities to establish and implement written policies ensuring orders are executed on the best available terms and in strict chronological order of receipt. These measures apply to operators exercising discretion in placing or executing orders for derivatives, securities, or collective investment scheme units.
Topics
Share