Notice on Filing Annual Returns and Documents for Quebec-licensed Insurers – Fiscal Year Ending December 31, 2017

Notice of the Authority relating to filing of annual returns and other documents for the fiscal year ending December 31, 2017 – Insurers of persons licensed in Quebec Under An Act respecting insurance, CQLR, c. A-32, (the “Act”), every insurer is required to file with the Autorité des marchés financiers (the “AMF” or the "Authority"), in such form as the AMF may determine and within the prescribed time period, the documents and information required under the Act or requested by the AMF pursuant to specific provisions of the Act (the “required or requested documents and information”). In order to modernize its IT systems and maintain secure on-line business solutions for insurers, the AMF has replaced the File Transfer Service (FTS) with the AMF E-Services. Therefore, for any statutory disclosure required for a fiscal year ending December 31, 2017, electronic filing through the AMF E-Services is mandatory for all required or requested documents and information. The Appendices attached to this Notice contain specific AMF requirements for the filing of documents for the fiscal year ending December 31, 2017. A complete set of « paper » copies of the signed documents must be kept at the insurer’s premises so that they are available for examination by the AMF, if necessary. Administrative monetary sanctions We remind you that each insurer is responsible for ensuring that the AMF receives, within the prescribed time periods, all required or requested documents and information in all forms required. Under section 405.1 of the Act, the AMF may impose an administrative sanction where any of the documents referred to in the Appendices are filed late or are not filed. The Notice of the Autorité des marchés financiers related to administrative monetary sanctions imposed for late filing of information or documents (sections 405.1 and following of the Act ) is posted on the AMF website at:
https://lautorite.qc.ca/en/professionals/insurers/ Electronic submission of financial returns and other documents The Disclosure Guide (Insurers) explains the procedure for submitting financial returns and other documents via the AMF E-Services and instructions such as the appropriate file naming convention. To consult this guide, access the AMF website at:
https://lautorite.qc.ca/en/professionals/insurers Please note that the Disclosure Guide (Insurers) does not list the required or requested documents and information and the dates by which they are to be filed. Further information Further information is available by sending an e-mail to info-divulgations@lautorite.qc.ca. December 14, 2017

DOCUMENTS TO BE FILED BY INSURERS OF PERSONS
LICENSED IN QUEBEC
FOR FISCAL YEAR ENDING DECEMBER 31, 2017
APPENDIX 1

1. LIFE Annual Return.
   Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Affidavit verifying Annual Return (page 10.005)
• Annual corporate information (pages 10.010 to 10.014)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to AMF covering pages 20.010 through 20.060
  and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate (page 20.085)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf February 28, 2018
5. Audited financial statements presented to shareholders or members, duly signed.
   ("Official" version) 200 Searchable pdf file February 28, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Financial statements of the insurer, and subsidiaries, affiliates and joint ventures in which the insurer
   has an ownership interest. (if applicable) 300 pdf February 28, 2018
8. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file February 28, 2018
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   https://lautorite.qc.ca/en/professionals/insurers/
10. Peer review - Appointed actuary's report. (if applicable)
    440 pdf Note 1
11. Actuary's review of the method of allocating income and expenses to participating and non-participating
    business. (section 298.17 of the Act) (if applicable) 450 pdf February 28, 2018
12. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    (The updated instructions will be available on the AMF website by March, 2018.)
13. Excel File containing certain DCAT data.
    (The Excel file will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
14. Peer review - DCAT (if applicable).
    520 pdf Note 1
15. QFP disclosure Form on Capital Adequacy Requirements guideline - Life and Health Insurance.
    Hyperlink to instructions and updated form:
    https://lautorite.qc.ca/en/professionals/insurers/
16. QFP disclosure Form on Capital Adequacy Requirements guideline - Life and Health Insurance,
    duly signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report.
17. Attestation of Compliance of Versions (QFP), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
18. Appointed actuary’s report on Capital Adequacy Requirements Guideline, duly signed.
    720 pdf February 28, 2018
19. Peer review - QFP. (if applicable)
    735 pdf Note 1
20. Ethics committee report, duly signed.
    760 pdf February 28, 2018
    Searchable pdf file
    510 Excel December 31,
    2018
    December 31,
    2018 500
    Unstructured
    Return Code File Format Due date
    420 Excel February 28, 2018

• Excel February 28, 2018
  110 pdf February 28, 2018
• pdf February 28, 2018
  Excel February 28, 2018
  QUEBEC
• pdf March 31, 2018
  710 pdf March 31, 2018
  Note 1 : 30 days after transmission to the Audit Committee.

DOCUMENTS TO BE FILED BY INSURERS OF PERSONS
LICENSED IN QUEBEC
FOR FISCAL YEAR ENDING DECEMBER 31, 2017
APPENDIX 1

1. LIFE Annual Return.
   Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Certification by director's (page 10.000)
• Duly signed Affidavit verifying Annual Return (page 10.005)
• Annual corporate information (pages 10.010 to 10.014)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to primary regulator covering pages 20.010 through
  20.060 and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate of Opinion (page 20.080)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf February 28, 2018
5. Audited financial statements presented to shareholders or members, duly signed.
   ("Official" version) 200 Searchable pdf file February 28, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file February 28, 2018
8. Excel file (Non-Quebec charter) containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file is available on the AMF website.) https://lautorite.qc.ca/en/professionals/insurers/
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file that you will submit to your primary regulator.) 420 Excel February 28, 2018
10. Peer review - Appointed actuary's report.
    440 pdf Note 1
11. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    500 Searchable pdf file
    December 31,
    2018
12. Excel File containing certain DCAT data.
    (The Excel file that must be used will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
13. Peer review - DCAT.
    520 pdf Note 1
14. OSFI 87, Minimum Continuing Capital and Surplus Requirements - Canadian Life Insurance Companies
    and Fraternal Benefit Societies (MCCSR). - Excel February 28, 2018
15. OSFI 87, Minimum Continuing Capital and Surplus Requirements - Canadian Life Insurance Companies
    and Fraternal Benefit Societies (MCCSR), duly signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report. Note: Fraternal Benefit Societies must also file a pdf document, according to the above instructions, but need not include the auditor's report.
16. Attestation of Compliance of Versions (OSFI-87), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
17. Appointed actuary's report on the certification of Regulatory Capital Filing.
    720 pdf February 28, 2018
18. Peer Review - MCCSR.
    735 pdf Note 1
    Excel pdf February 28, 2018
    710
    110
    410 Excel February 28, 2018 pdf March 31, 2018 510 December 31, 2018 Note 1 : 30 days after transmission to the Audit Committee.

• pdf March 31, 2018
• Excel February 28, 2018
• pdf February 28, 2018
  FEDERAL AND EXTRA-PROVINCIAL Unstructured
  Return Code File Format Due date (Including Fraternel Benefit Societies)

DOCUMENTS TO BE FILED BY INSURERS OF PERSONS
LICENSED IN QUEBEC
FOR FISCAL YEAR ENDING DECEMBER 31, 2017
APPENDIX 1

1. LIFE Annual Return.
   The Excel file must contain the duly signed certification by the chief agent in Canada (page 10.002) and the notes to the financial statements, draft version. Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Certification by the chief agent in Canada (page 10.002)
• Duly signed Certification by the President/Chief executive officer (page 10.004)
• Annual corporate information (pages 10.010 to 10.012)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to primary regulator covering pages 20.010 through
  20.060 and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate of Opinion (page 20.080)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf February 28, 2018
5. Audited Statutory Financial Statements of the insurer incorporated abroad and operating via a branch in
   Canada, duly signed. ("Official" version) (Worldwide) 200 pdf May 31, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file February 28, 2018
8. Excel file (Non-Quebec charter) containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file is available on the AMF website.) https://lautorite.qc.ca/en/professionals/insurers/
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file that you will submit to your primary regulator.) 420 Excel February 28, 2018
10. Peer review - Appointed actuary's report.
    440 pdf Note 1
11. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    500 Searchable pdf file
    December 31,
    2018
12. Excel File containing certain DCAT data.
    (The Excel file that must be used will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
13. Peer review - DCAT.
    520 pdf Note 1
14. OSFI 86, Test of Adequacy of Assets in Canada and Margin Requirements - Foreign Life Insurance
    Companies and Fraternal Benefit Societies (TAAM). - Excel February 28, 2018
15. OSFI 86, Test of Adequacy of Assets in Canada and Margin Requirements - Foreign Life Insurance
    Companies and Fraternal Benefit Societies (TAAM), duly signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report. Note: Fraternal Benefit Societies must also file a pdf document, according to the above instructions, but need not include the auditor's report.
16. Attestation of Compliance of Versions (OSFI-86), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
17. Appointed actuary's report on the certification of Regulatory Capital Filing.
    720 pdf February 28, 2018
18. Peer Review - TAAM.
    735 pdf Note 1
    May 31, 2018
    December 31,
    2018

• Excel
  May 31, 2018
  510
  410 Excel February 28, 2018
  Excel
  May 31, 2018
  May 31, 2018
  File Format Due date (Including Fraternel Benefit Societies) February 28, 2018
• pdf
  110 pdf
  Unstructured
  Return Code
• pdf
  Note 1 : 30 days after transmission to the Audit Committee or the Chief Representative in Canada. FOREIGN 710 pdf

DOCUMENTS TO BE FILED BY INSURERS OF PERSONS
LICENSED IN QUEBEC
FOR FISCAL YEAR ENDING DECEMBER 31, 2017
APPENDIX 1

1. S-20 Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Annual corporate information required under Sections 205 & 303 of the Quebec Insurance Act
  (pages 0100 to 0140)
• Duly signed independent auditor's report to AMF (page 0600)
• Duly signed appointed actuary's report (page 0900)
• Duly signed Certification by director's (page 1000)

2. S-20 Annual Return.
   Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
3. Attestation of Compliance of Versions (S-20), duly signed.
   https://lautorite.qc.ca/en/professionals/insurers/
4. Annual report or Audited financial statements presented to members, duly signed.
   ("Official" version) 200 pdf February 28, 2018
5. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file February 28, 2018
6. Amended or new reinsurance agreements.
   580 pdf February 28, 2018
   February 28, 2018
   Unstructured
   Return Code
   February 28, 2018
   File Format Due date
   -

• pdf
  110 pdf
  Excel
  February 28, 2018
  QUEBEC FUNERAL INSURANCE COMPANIES

DOCUMENTS TO BE FILED BY REINSURERS OF PERSONS LICENSED IN QUEBEC FOR FISCAL YEAR ENDING DECEMBER 31, 2017 APPENDIX 2

1. LIFE Annual Return.
   Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Affidavit verifying Annual Return (page 10.005)
• Annual corporate information (pages 10.010 to 10.014)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to AMF covering pages 20.010 through 20.060
  and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate (page 20.085)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf March 14, 2018
5. Audited financial statements presented to shareholders or members, duly signed.
   ("Official" version) 200 Searchable pdf file March 14, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Financial statements of the insurer, and subsidiaries, affiliates and joint ventures in which the insurer
   has an ownership interest. (if applicable) 300 pdf March 14, 2018
8. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file March 14, 2018
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   https://lautorite.qc.ca/en/professionals/insurers/
10. Peer review - Appointed actuary's report. (if applicable)
    440 pdf Note 1
11. Actuary's review of the method of allocating income and expenses to participating and non-participating
    business. (section 298.17 of the Act) (if applicable) 450 pdf March 14, 2018
12. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    (The updated instructions will be available on the AMF website by March, 2018.)
13. Excel File containing certain DCAT data.
    (The Excel file will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
14. Peer review - DCAT. (if applicable)
    520 pdf Note 1
15. QFP disclosure Form on Capital Adequacy Requirements guideline - Life and Health Insurance.
    Hyperlink to instructions and updated form:
    https://lautorite.qc.ca/en/professionals/insurers/
16. QFP disclosure Form on Capital Adequacy Requirements guideline - Life and Health Insurance, duly
    signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report.
17. Attestation of Compliance of Versions (QFP), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
18. Appointed actuary’s report on Capital Adequacy Requirements Guideline, duly signed.
    720 pdf March 14, 2018
19. Peer review - QFP. (if applicable)
    735 pdf Note 1
20. Ethics committee report, duly signed.
    760 pdf February 28, 2018
    510 Excel
    Excel March 14, 2018
    710 pdf March 31, 2018

• pdf
  500 Searchable pdf file
  QUEBEC Unstructured
  Return Code
  110 pdf
  420 Excel
  Due date
• Excel March 14, 2018
• pdf March 14, 2018
  File Format
  March 14, 2018
  March 14, 2018
  March 31, 2018
  December 31,
  2018
  Note 1 : 30 days after transmission to the Audit Committee.
  December 31,
  2018

DOCUMENTS TO BE FILED BY REINSURERS OF PERSONS LICENSED IN QUEBEC FOR FISCAL YEAR ENDING DECEMBER 31, 2017 APPENDIX 2

1. LIFE Annual Return.
   Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Certification by director's (page 10.000)
• Duly signed Affidavit verifying Annual Return (page 10.005)
• Annual corporate information (pages 10.010 to 10.014)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to primary regulator covering pages 20.010 through
  20.060 and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate of Opinion (page 20.080)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf March 14, 2018
5. Audited financial statements presented to shareholders or members, duly signed.
   ("Official" version) 200 Searchable pdf file March 14, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file March 14, 2018
8. Excel file (Non-Quebec charter) containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file is available on the AMF website.) https://lautorite.qc.ca/en/professionals/insurers/
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file that you will submit to your primary regulator.) 420 Excel March 14, 2018
10. Peer review - Appointed actuary's report.
    440 pdf Note 1
11. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    500 Searchable pdf file
    December 31,
    2018
12. Excel File containing certain DCAT data.
    (The Excel file that must be used will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
13. Peer review - DCAT.
    520 pdf Note 1
14. OSFI 87, Minimum Continuing Capital and Surplus Requirements - Canadian Life Insurance Companies
    and Fraternal Benefit Societies (MCCSR). - Excel March 14, 2018
15. OSFI 87, Minimum Continuing Capital and Surplus Requirements - Canadian Life Insurance Companies
    and Fraternal Benefit Societies (MCCSR), duly signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report. Note: Fraternal Benefit Societies must also file a pdf document, according to the above instructions, but need not include the auditor's report.
16. Attestation of Compliance of Versions (OSFI-87), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
17. Appointed actuary's report on the certification of Regulatory Capital Filing.
    720 pdf March 14, 2018
18. Peer Review - MCCSR.
    735 pdf Note 1

• pdf March 31, 2018
  Excel
• Excel
• pdf
  410 Excel March 14, 2018
  110 pdf
  510
  710 pdf March 31, 2018
  Note 1 : 30 days after transmission to the Audit Committee.
  March 14, 2018
  March 14, 2018
  December 31,
  2018
  March 14, 2018
  FEDERAL AND EXTRA-PROVINCIAL Unstructured
  Return Code File Format Due date
  (Including Fraternel Benefit Societies)

DOCUMENTS TO BE FILED BY REINSURERS OF PERSONS LICENSED IN QUEBEC FOR FISCAL YEAR ENDING DECEMBER 31, 2017 APPENDIX 2

1. LIFE Annual Return.
   The Excel file must contain the duly signed certification by the chief agent in Canada (page 10.002) and the notes to the financial statements, draft version. Hyperlink to instructions and updated form:
   https://lautorite.qc.ca/en/professionals/insurers/
2. LIFE Annual Return, duly signed.
   The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include, among others, the following documents:

• Duly signed Certification by the chief agent in Canada (page 10.002)
• Duly signed Certification by the President/Chief executive officer (page 10.004)
• Annual corporate information (pages 10.010 to 10.012)
• Corporate organization chart (page 10.040)
• Statement of cash flows (page 20.050)
• Notes to the financial statements (page 20.060)
• Duly signed independent auditor's report to primary regulator covering pages 20.010 through
  20.060 and 60.010 (page 20.070)
• Duly signed appointed actuary's Certificate of Opinion (page 20.080)

3. Attestation of Compliance of Versions (LIFE), duly signed.
   (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
4. Business Plan for the year 2018. The Business Plan should include a forecast of the Balance Sheet and
   the Income Statement. 190 pdf March 14, 2018
5. Audited Statutory Financial Statements of the insurer incorporated abroad and operating via a branch
   in Canada, duly signed. ("Official" version) (Worldwide) 200 pdf May 31, 2018
6. Annual report prepared for shareholders or members as soon as possible.
   (if applicable) 200 pdf
7. Appointed actuary’s report on policy liabilities, including certificate, duly signed.
   400 Searchable pdf file March 14, 2018
8. Excel file (Non-Quebec charter) containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file is available on the AMF website.) https://lautorite.qc.ca/en/professionals/insurers/
9. Excel file containing certain data in appointed actuary’s report on policy liabilities.
   (The Excel file that you will submit to your primary regulator.) 420 Excel March 14, 2018
10. Peer review - Appointed actuary's report.
    440 pdf Note 1
11. Dynamic Capital Adequacy Testing - DCAT, duly signed.
    500 Searchable pdf file
    December 31,
    2018
12. Excel File containing certain DCAT data.
    (The Excel file that must be used will be available on the AMF website by March, 2018.) https://lautorite.qc.ca/en/professionals/insurers/
13. Peer review - DCAT.
    520 pdf Note 1
14. OSFI 86, Test of Adequacy of Assets in Canada and Margin Requirements - Foreign Life Insurance
    Companies and Fraternal Benefit Societies (TAAM). - Excel March 14, 2018
15. OSFI 86, Test of Adequacy of Assets in Canada and Margin Requirements - Foreign Life Insurance
    Companies and Fraternal Benefit Societies (TAAM), duly signed.
    The pdf file must be complete, in printable format, and conform with the "paper" version kept on file at the insurer's premises. It must include the independent auditor's report. Note: Fraternal Benefit Societies must also file a pdf document, according to the above instructions, but need not include the auditor's report.
16. Attestation of Compliance of Versions (OSFI-86), duly signed.
    (The Attestation must be dated and signed further to the issue of the auditor's report.) https://lautorite.qc.ca/en/professionals/insurers/
17. Appointed actuary's report on the certification of Regulatory Capital Filing.
    720 pdf March 14, 2018
18. Peer Review - TAAM.
    735 pdf Note 1
    FOREIGN Unstructured
    Return Code File Format Due date
    (Including Fraternel Benefit Societies)

• Excel March 14, 2018
• pdf May 31, 2018
  110 pdf May 31, 2018
  510 Excel December 31,
  2018
  410 Excel March 14, 2018
  710 pdf May 31, 2018
  Note 1 : 30 days after transmission to the Audit Committee or the Chief Representative in Canada.
• pdf May 31, 2018