Notice Relating to Filing of Interim Return and Other Documents for Six Months Ending June 30, 2023 – Damage (P&C) Insurers Authorized in Québec

[Translation]
Notice relating to the filing of the interim return and other documents for the six months ending June 30, 2023 – Damage (« P&C ») insurers authorized to carry on activities in Québec Under the Insurers Act, CQLR, c. A-32.1 (the « Act »), every authorized insurer must prepare and send the Autorité des marchés financiers (the « AMF »), according to the form, content and date the AMF determines, the documents and information provided under the Act or requested by the AMF (the «required documents and information»). All required documents and information must be filed electronically via AMF E-Services. See Appendices attached to this Notice detailing specific requirements for the documents and information to be filed for the six months ending June 30, 2023. A complete set of the signed documents must be kept at the insurer’s premises so that they are available for examination by the AMF, if necessary. Monetary administrative penalties We remind you that each insurer is responsible for ensuring that the AMF receives on the dates it determines, all required documents and information. Pursuant to sections 491 and following of the Act, monetary administrative penalties may be imposed if an authorized insurer fails to send the required documents and information to the AMF or if they are incomplete or filed late or if it refuses to communicate or provide access to the documents. Electronic submission of financial returns and other documents The E-Services Disclosure Guide (Insurers) explains the procedure for submitting files via AMF E￾Services and provides instructions for, among other things, naming files. The guide is available on the AMF website at:
https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ Please note that the E-Services Disclosure Guide (Insurers) does not list all the required documents and information or the dates by which they are to be filed. Further information:
For further information, send an e-mail to : Info-Divulgations@lautorite.qc.ca. June 22, 2023

DAMAGE INSURERS AND REINSURERS
AUTHORIZED TO CARRY ON ACTIVITIES IN QUEBEC
DOCUMENTS REQUIRED FOR THE SIX MONTHS ENDING JUNE 30, 2023 QUEBEC CHARTER APPENDIX 1 Return Code File Format Deadline Number of days following the end of the semester
1. P&C Return (PC1/PC2/PCPROV), duly signed.
The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
2. P&C Return (PC1/PC2/PCPROV).

• Excel 45 days
  3. Attestation of Compliance of Versions - P&C Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  4. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return - signed
  PDF, duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  5. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return.
• Excel 45 days
  6. Attestation of Compliance of Versions - MCT/BAAT Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions) Return Code File Format Deadline Number of days following the end of the semester
  1. P&C Returns (PC1/PC2/PCPROV), duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  2. P&C Returns (PC1/PC2/PCPROV).
• Excel 45 days
  3. Attestation of Compliance of Versions - P&C Returns, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  4. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return - signed
  PDF, duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  5. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return.
• Excel 45 days
  6. Attestation of Compliance of Versions - MCT/BAAT Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
• PDF 45 days
  710 PDF 45 days
  Self-regulatory organization
• PDF 45 days
  710 PDF 45 days
  110 PDF 45 days
• PDF 45 days
  45 days
  110 PDF 45 days
  Business Corporation, Mutual company member of a federation and Mutual company
• PDF

DAMAGE INSURERS AND REINSURERS
AUTHORIZED TO CARRY ON ACTIVITIES IN QUEBEC
DOCUMENTS REQUIRED FOR THE SIX MONTHS ENDING JUNE 30, 2023 CANADIAN CHARTER EXTRA-PROVINCIAL CHARTER FOREIGN CHARTER APPENDIX 2 Return Code File Format Deadline Number of days following the end of the semester
1. P&C Return (PC1/PC2/PCPROV), duly signed.
The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
2. P&C Return (PC1/PC2/PCPROV).

• Excel 45 days
  3. Attestation of Compliance of Versions - P&C Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  4. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return, duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  5. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return
• Excel 45 days
  6. Attestation of Compliance of Versions - MCT/BAAT Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  7. MI Return (MI3/MI4/MIPROV), duly signed.*
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
• PDF 45 days
  8. MI Return (MI3/MI4/MIPROV)*
• Excel 45 days
  9. Attestation of Compliance of Versions - MI Return, duly signed.*
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  10. Mortgage Insurers Capital Adequacy Test - MICAT, duly signed. *
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  11. Mortgage Insurance Capital Adequacy Test - MICAT *
• Excel 45 days
  12. Attestation of Compliance of Versions - MICAT Form, duly signed. *
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions) Return Code File Format Deadline Number of days following the end of the semester
  1. P&C Return (PC1/PC2/PCPROV), duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  2. P&C Return (PC1/PC2/PCPROV).
• Excel 45 days
  3. Attestation of Compliance of Versions - P&C Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions)
  4. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return, duly signed.
  The PDF file must be complete, in printable format, and conform with the version kept on file at the insurer's premises.
  5. Minimum Capital Test/ Branch Adequacy of Assets Test (MCT/BAAT) Return.
• Excel 45 days
  6. Attestation of Compliance of Versions - MCT/BAAT Return, duly signed.
  https://lautorite.qc.ca/en/professionals/insurers/disclosures/pc-insurance/ (under Forms and instructions) 710 PDF 45 days 710 PDF 45 days
• PDF 45 days
• PDF 45 days
  110 PDF 45 days
  45 days
• PDF 45 days
  45 days
  110 PDF
  Business Corporation and Mutual company
  Reciprocal union
  110 PDF
  *Reporting requirements for Mortgage insurers only.
  45 days
  710 PDF 45 days
• 45 days PDF
• PDF